Categories

For Category 1 :
A=Advice
B=Intermediary

Category No Sub Category No Description
CATEGORY I
1 1 Long-Term Insurance subcategory A
1 2 Short-Term Insurance Personal Lines
1 3 Long-Term Insurance subcategory B1
1 4 Long-Term Insurance subcategory C
1 5 Retail Pension Benefits
1 6 Short-Term Insurance Commercial Lines
1 7 Pension Funds Benefits
1 8 Shares
1 9 Money market instruments
1 10 Debentures and securitised debt
1 11 Warrants, certificates and other instruments
1 12 Bonds
1 13 Derivative instruments
1 14 Participatory interests in a collective investment scheme
1 15 Forex investment
1 16 Health Service Benefits
1 17 Long-term Deposits
1 18 Short-term Deposits
1 19 Friendly Society Benefits
1 20 Long-term insurance subcategory B2
1 21 Long-term Insurance subcategory B2-A
1 22 Long-term Insurance subcategory B1-A
1 23 Short-term Insurance Personal Lines A1
1 24 Structured Deposits
1 25 Securities and Instruments
1 26 Participatory interest in a hedge fund
1 27 Crypto Assets
CATEGORY II - Discretionary FSP
2 1 Long-term Insurance subcategory B1
2 2 Long-term Insurance subcategory C
2 3 Retail Pension Benefits
2 4 Pension Funds Benefits
2 5 Shares
2 6 Money market instruments
2 7 Debentures and securitised debt
2 8 Warrants, certificates and other instruments
2 9 Bonds
2 10 Derivative instruments
2 11 Participatory interests in one or more collective investment schemes
2 12 Forex investment
2 13 Long-term Deposits
2 14 Short-term Deposits
2 A Hedge Fund Manager
2 16 Long-Term Insurance : Category B2-A
2 17 Long-Term Insurance : Category B1-A
2 18 Structured Deposits
2 19 Securities and instruments
2 20 Participatory interest in a hedge fund
2 21 Crypto Assets
CATEGORY III - Administrative FSP
3 1 Long-term Insurance subcategory B1
3 2 Long-term Insurance subcategory C
3 3 Retail Pension Benefits
3 4 Pension Funds Benefits
3 5 Shares
3 6 Money market instruments
3 7 Debentures and securitised debt
3 8 Warrants, certificates and other instruments
3 9 Bonds
3 10 Derivative instruments
3 11 Participatory interests in one or more collective investment schemes
3 12 Forex investment
3 13 Long-term Deposits
3 14 Short-term Deposits
3 15 Long-term insurance subcatory B2
3 16 Long-Term Insurance : Category B2-A
3 17 Long-Term Insurance : Category B1-A
3 18 Structured Deposits
3 19 Securities and instruments
3 20 Participatory interest in a hedge fund
3 21 Crypto Assets
3 99 General Category III experience
CATEGORY IV Assistance business FSP
4 1 Assistance business FSP
CATEGORY 2A
20 1 Long-term Insurance subcategory B1
20 2 Long-term Insurance subcategory C
20 3 Retail Pension Benefits
20 4 Pension Funds Benefits
20 5 Shares
20 6 Money market instruments
20 7 Debentures and securitised debt
20 8 Warrants, certificates and other instruments
20 9 Bonds
20 10 Derivative instruments
20 11 Participatory interests in one or more collective investment schemes
20 12 Forex investment
20 13 Long-term Deposits
20 14 Short-term Deposits
20 15 Long-term insurance subcatory B2
20 16 Long-Term Insurance : Category B2-A
20 17 Long-Term Insurance : Category B1-A
20 18 Structured Deposits
20 19 Securities and instruments
20 20 Participatory interest in a hedge fund
20 21 Crypto Assets


If you have any enquiries please contact the FSCA call centre - 0800 20 37 22