Regulated People and Entities
Regulated entities will have the option to interact with the regulator in terms of various applications (i.e licensing, amendments, exemptions etc) submissions of information, making enquieries, collaborating with the regulator on regulatory matters including consultation of documents.
Money Laundering
Money Laundering is the process used by criminals to hide, conceal or disguise the nature, source, location, disposition or movement of the proceeds of unlawful activities or any interest which anyone has in such proceeds.
Criminals who have generated an income from their criminal activities usually follow three common stages to launder their money. The first stage is commonly referred to as ‘placement’. This is when criminals introduce their illegally derived proceeds into legitimate financial systems. An example of this would be splitting a large portion of cash into smaller sums and thereafter depositing the smaller amounts into a bank account.
The second stage is called ‘layering’. During this stage the launderer engages in a series of transactions, conversions or movements of the funds in order to cloud the trail of the funds and separate them from their illegitimate source. The funds might be channeled through various means, for example the purchase and sale of financial products.
The third stage is ‘integration’. This generally ensues the successful stages of placement and layering. The launderer at this stage causes the funds to re-enter the economy and appear to be legitimate. The launderer might choose to invest the funds into real estate, luxury assets, or business ventures.
Although use of all three stages is common, it is not always utilised by the criminal who wishes to launder funds. In some instances, criminals may choose to merely ‘place’ the illegally derived funds into the economy by simply depositing the money into his or her bank account, without any layering occurring. They can withdraw the money and spend it at their will.
Financing of terrorism
Financing of terrorism is the collection or provision of funds for the purpose of enhancing the ability of an entity or anyone who is involved in terrorism or related activities to commit an act that is regarded as a terrorist act. Funds may be raised from legitimate sources, such as personal donations and profits from businesses and charitable organisations, as well as from criminal sources, such as the drug trade, the smuggling of weapons and other goods, fraud, kidnapping and extortion.
Terrorists and their funders generally require anonymity and often use strategies that are similar to those employed by money launderers to hide their money flows. However, there is a key difference between the two concepts: Money laundering involves property that is tainted by its criminal origin while financing of terrorism focuses on property that is tainted by its intended application.
Terrorist activity is defined in POCDATARA. In addition, the UNSC also identifies persons and entities involved in terrorism.
Proliferation of financing of weapons of mass destruction
Proliferation financing is the provision of funds or financial services used for the manufacturing, acquisition, possession, or dealing with nuclear, chemical or biological weapons in contravention of national laws or, where applicable, international obligations.
Proliferation financing, like terrorist financing, is focused on the intended application of funds or economic support, regardless of whether or not it involves proceeds of crime.
The UNSC also identifies persons, entities and countries involved in proliferation of financing.
Domestic AML/CFT/CPF Regulatory Regime
The FIC Act together with POCA, the Prevention and Combatting of Corrupt Activities Act, 2004 (PRECCA) and POCDATARA were introduced to combat money laundering, terrorist financing and proliferation financing.
The FIC Act introduces a regulatory framework of measures requiring certain categories of business (accountable institutions) to mitigate ML/TF/PF risks. Accountable institutions include, inter alia an authorised user of an exchange, a collective investment scheme manager and a financial services provider. Accountable institutions are required to take steps regarding customer due diligence, record-keeping, reporting of information to the FIC and governance. The FIC Act is also supported by the Money Laundering and Terrorist Financing Control Regulations.
The 2017 amendments to the FIC Act introduced a risk-based approach to customer due diligence. This means that Accountable Institutions should conduct enhanced due diligence for higher risk clients and simplified due diligence for lower risk clients. The FIC Act was most recently amended through the General Laws (Anti-Money Laundering and Combatting Terrorism Financing) Amendment Act, No 22 of 2022, published on 29 December 2022 in Government Gazette 47815 (www.gpwonline.co.za). These most recent amendments were required to remediate technical compliance deficiencies identified in South Africa’s AML/CFT/CPF regime during the mutual evaluation of South Africa by the Financial Action Task Force (FATF) and all accountable institutions are required to be knowledgeable of and accordingly comply with these amendments. See below the link to the media statement issued by the National Treasury on 06 January 2023 in respect of these amendments:
Media Statement - Enactment of Key Anti-Money Laundering and Combating of Terror Financing Laws
On a high level, the most recent amendments to the FIC Act relate to, inter alia, the following:
- Definition of beneficial ownership (section 1 of the FIC Act)
- Definition of domestic politically exposed person (section 1 of the FIC Act)
- Definition of foreign politically exposed person (section 1 of the FIC Act)
- Definition of prominent influential person (section 1 of the FIC Act)
- Definition of proliferation financing / financing activity (section 1 of the FIC Act)
- Provide for additional and ongoing due diligence measures (sections 21B and 21C of the FIC Act)
- Provide for the process followed where there are doubts about the veracity of information (section 21D of the FIC Act)
- Align provisions of schedule amendments (schedule 3A and 3B) as distinct from prominent influential persons (schedule 3C) (sections 21F, 21G, 21H, 79A, 79B and 79C of the FIC Act)
- Provide for provision related to United Nations Security Council (UNSC) Resolutions (sections 26A, 26B, 26C, 28A, 34 and 35 of the FIC Act)
- Risk management and compliance programme (section 42 of the FIC Act)
- Offences and provisions to impose administrative sanctions (sections 49A, 50, 52, 57, 59 and 64 of the FIC Act)
Refer to the link below for access to the General Laws Amendment Act No 22 of 2022:
https://www.gov.za/documents/general-laws-anti-money-laundering-and-combating-terrorism-financing-amendment-act-22-2022
The Schedules to the FIC Act were also amended in December 2022. New sectors previously not designated as accountable institutions are now included. Accountable institutions must ensure that they are appropriately registered with the FIC on its goAML system under the correct Schedule items and that in some instances, an accountable institution is required to register under more than one Schedule item. Refer below to the media release issued by the FIC in this regard as well as the latest FIC Act Schedules:
GOVERNMENT GAZETTE 47596 - 29 NOV 2022 (PDF, 228KB)
MEDIA RELEASE - SCHEDULE AMENDMENTS (PDF, 137KB)
Financial Intelligence Centre
The FIC uses financial data reported to it and other available data to develop financial intelligence, which it is able to make available to the competent authorities i.e. law enforcement agencies, South African Revenue Services and supervisory bodies for follow-up with investigations or to take administrative action.
Refer to the link below for access to the official website of the FIC:
https://www.fic.gov.za/Pages/Home.aspx
The Financial Sector Conduct Authority
The FSCA is responsible to supervise and enforce compliance with the FIC Act by authorised users of an exchange, collective investment scheme managers and financial services providers. The FSCA has delegated its obligation to supervise authorised users to the licensed exchanges. The FSCA may, however, still take enforcement action against authorised users. The FSCA conducts FIC Act supervision and enforcement on a risk-based approach. Supervisory activities include offsite supervision such as issuing directives to provide information and compliance returns as well as onsite supervision such as scoped onsite inspections and thematic reviews. The FSCA is also required to assist accountable institutions to improve their level of compliance through raising awareness. Awareness is raised by the FSCA through, for example, webinars, issuing communication and surveys.
The FSCA established a dedicated AML / CFT Supervision department to carry out the responsibilities of the FSCA as a supervisory body.
Contact the AML/CFT Supervision Team:
- Charl Geel: 012 367 7890 or charl.geel@fsca.co.za
- Michele Fourie: 012 367 7293 or michele.fourie@fsca.co.za
- Kgomotso Molefe: 012 367 7197 or Kgomotso.molefe@fsca.co.za
- Mpho Radebe: 012 422 2848 or mpho.radebe@fsca.co.za
Financial Action Task Force
The FATF is an inter-governmental body that focuses exclusively on combatting money laundering and funding terrorism. FATF is essentially a policy-making and standard setting body that promotes policies to combat money laundering and terrorist financing. South Africa is a member of FATF. In addition, it is also a member of the Eastern and Southern Africa Anti-Money Laundering Group (ESAAMLG), a regional body of the FATF which aims to support countries in the region to implement the global AML/CFT standards. The FSCA forms part of South Africa's delegation that attends FATF and ESAAMLG plenaries and aims to align its policies and process with the standards set by the FATF.
Refer to the link below for access to the official website of the FATF:
https://www.fatf-gafi.org/en/home.html
Refer to the link below for access to the official website of ESAAMLG:
https://www.esaamlg.org/
Grey listing
FATF issues statements where it identifies countries that are actively working with the FATF to address strategic deficiencies in their regimes to counter money laundering, terrorist financing, and proliferation financing. When the FATF places a jurisdiction under increased monitoring (also known as grey listing), it means the country has committed to resolve swiftly the identified strategic deficiencies within agreed timeframes and is subject to increased monitoring.
The FATF published their decision to include South Africa on its grey list on 24 February 2023. On even date, the FSCA and other supervisory bodies published related communication. The FSCA stands firm in its efforts to ensure a swift resolution of remaining deficiencies identified by the FATF and to help expedite the country's exit from the grey list. The FSCA will continue to develop and publish tools to assist the relevant sectors to improve their level of compliance. The FSCA will use the following methods to achieve this:
- Review and publish the AML / CFT Body of Knowledge
- Publication of CPD-accredited webinars and newsletters
- Presentations at face-to-face engagements with the industry
- Facilitating think-tanks where the industry can discuss complex matters to find solutions by the industry, for the industry
- Conducting offsite supervision
- Conducting onsite inspections in terms of a risk based approach
- Conducting supervisory engagements, particularly with groups
- Frequent engagements with industry bodies to share information and discuss matters of mutual concern
- Stay abreast of international AML / CFT developments
- Collaborate with the FIC and SARB:PA on AML / CFT matters
- Issue dissuasive and proportionate sanctions for non-compliance with the FIC Act
Communication issued in relation to the grey listing:
PRESS RELEASE - FATF GREYLISTING FSCA (PDF, 122KB)
| 4.4.1 Sector Risk Assessment - Short Version 31 May 2019 | |
| 4.4.1 Sector Risk Assessment - Short Version 31 May 2019 | |
| FSCA Sector Risk Assessment CIS Financial Advisory and Intermediary Services Sectors - April 2018 to December 2020 (April 2022) final | |
| FSCA Sector Risk Assessment CIS Financial Advisory and Intermediary Services Sectors - April 2018 to December 2020 (April 2022) final | |
| Securities Sector Risk Assessment Report April 2018 to December 2020 (February 2022) | |
| Securities Sector Risk Assessment Report April 2018 to December 2020 (February 2022) |
| 2011 - Binder Regulations | |
| 2011 - Insurance Groups | |
| 2011 - Intermediary Services and Related Remuneration | |
| 2011 - Microinsurance | |
| 2011 - Microinsurance in SA Implementation | |
| 2011 - Program | |
| 2011 - Regulatory Overview | |
| 2011 - Regulatory Projects | |
| 2011 - Risk Based Supervision | |
| 2011 - SAM Update | |
| 2011 - Treating Customers Fairly (TCF) | |
| 20110713LT2011Guidancemanualfinalversion2 | |
| 20110713LTQuarterly2011version2 | |
| 20111212_LT2011_qualitative_proposal_final_version_2 | |
| 20111212_LT2011_quantitative_proposal final_version_2 | |
| 2012 - FINAL Program 22 November 2012 Ins Regulatory Seminar | |
| 2012 - Regulatory Seminar 2012- Regulatory Projects (v1) | |
| 2012 - Regulatory Seminar -Overview | |
| 2012 - TCF pres for Insurance Regulatory Seminar Nov 2012 | |
| Cell Captive Review | |
| IAN PTA 22 Nov 2012 Insurance Seminar - SAM Project Update | |
| Regulatory Seminar - Binder Implementation (JD approved) | |
| Regulatory Seminar - Intermediary services and related remuneration | |
| Regulatory seminar - Outsourcing Directive |
| Amendment Notices GCoC and QEC for Approval as Compliance Officer (Parliament pack) | |
| Amendment Notices GCoC and QEC for Approval as Compliance Officer (Parliament pack) | |
| Amendments to FSRA Conduct Standard 1 of 2019 (PFA) | |
| Amendments to FSRA Conduct Standard 1 of 2019 (PFA) | |
| Conduct Standard - Delegation CIS (Parliament pack) | |
| Conduct Standard - Delegation CIS (Parliament pack) | |
| Conduct Standard for Banks (Parliament pack) | |
| Conduct Standard for Banks (Parliament pack) | |
| Conduct Standard on Net Asset Valuation Calculation and Pricing for CIS Portfolios (Parliament pack) | |
| Conduct Standard on Net Asset Valuation Calculation and Pricing for CIS Portfolios (Parliament pack) | |
| Conduct Standard-Conditions for investment in derivative instruments (Parliament Pack) | |
| Conduct Standard-Conditions for investment in derivative instruments (Parliament Pack) | |
| Conduct Standard-Minimum skills_training (Parliament Pack) | |
| Conduct Standard-Minimum skills_training (Parliament Pack) | |
| Conduct Standard-Payment of pf contributions (Parliament Pack) | |
| Conduct Standard-Payment of pf contributions (Parliament Pack) | |
| Conduct Standard-Requirements relating to third party cell captive insurance business (Parliament Pack) | |
| Conduct Standard-Requirements relating to third party cell captive insurance business (Parliament Pack) | |
| Conduct Standard-Smoothed Bonus Policies (Parliament Pack) | |
| Conduct Standard-Smoothed Bonus Policies (Parliament Pack) | |
| Draft amendments to Joint Standard 2 of 2020-Margin Requirements (Parliament Pack) | |
| Draft amendments to Joint Standard 2 of 2020-Margin Requirements (Parliament Pack) | |
| Draft Joint Standard X of 2023 - Cybersecurity and Cyber Resilience Requirements for financial institutions (Parliament Pack) | |
| Draft Joint Standard X of 2023 - Cybersecurity and Cyber Resilience Requirements for financial institutions (Parliament Pack) | |
| Draft Joint Standard X of 2023-IT Governance and Risk Management (Parliament Pack) | |
| Draft Joint Standard X of 2023-IT Governance and Risk Management (Parliament Pack) | |
| FAIS GCOC_SCOC ST DEPOSITS_FandP amendments (Parliament pack) | |
| FAIS GCOC_SCOC ST DEPOSITS_FandP amendments (Parliament pack) | |
| Joint Standard X of 2024 Outsourcing by Insurers (Parliamentary Pack) | |
| Joint Standard X of 2024 Outsourcing by Insurers (Parliamentary Pack) | |
| Prudential Standard X of 2024 - Regulation 28 Quarterly Reporting Requirements for Pension Funds | |
| Prudential Standard X of 2024 - Regulation 28 Quarterly Reporting Requirements for Pension Funds |
| Consent Order - Nongauza N Funeral Services v FSCA | |
| Decision - Allen Vivian Waterston v Altron Group Pension Fund & another | |
| Decision - Felicia Anthia Wilson v PFA & Others | |
| Decision - Gabriella Nonhlanhla Mncube v Emerald Life - FSP75.2023 | |
| Decision - Ganesan Moodley v PFA & Others | |
| Decision - K Mills v Eastern Cape Motors Holdings (Pty) Ltd | |
| Decision - Karen Joy Howard v SA Health Brokers - FSP49.2023 | |
| Decision - Mahomed Balil Ismail v Wesbank a division of FirstRand Bank Limited | |
| Decision - Sebenzile Jane Mtambo v PFA and Others | |
| Decision - Sello Moepye v Discovery Connect Distribution Services | |
| Decision - Suretha Beeputh v FSCA & Capitec Bank | |
| Decision - Thupetsi Phineas Lamola v FNB | |
| Decision - X-Span Logistics CC v PFA | |
| Ruling - L F Nxumalo v FNB |
| NEFG-FSCA Directives - 27 February 2023 | |
| NEFG-Statutory Manager Report - 10 April 2023 | |
| NEFG-Statutory Manager Report - 11 December 2024 | |
| NEFG-Statutory Manager Report - 15 August 2022 | |
| NEFG-Statutory Manager Report - 18 May 2023 | |
| NEFG-Statutory Manager Report - 24 November 2022 | |
| NEFG-Statutory Manager Report - 25 October 2022 | |
| NEFG-Statutory Manager Report - 26 October 2023 | |
| NEFG-Statutory Manager Report - 29 September 2022 | |
| NEFG-Statutory Manager Report - 30 June 2023 | |
| NEFG-Statutory Manager Report - 31 August 2022 | |
| NEFG-Statutory Manager Report - 31 January 2023 | |
| NEFG-Statutory ManagerReport - 28 February 2023 |
| 2023 fsca 3-year regulation plan[v2] | |
| 2023 fsca 3-year regulation plan[v2] | |
| 2024 FSCA 3-year Regulation Plan | |
| 2024 FSCA 3-year Regulation Plan | |
| FSCA Regulation Plan_1 April 2022 - 31 March 2025 | |
| FSCA Regulation Plan_1 April 2022 - 31 March 2025 |
| Annexure A to Guidance Note 12 | |
| Application Form | |
| CapitalNotice46207 | |
| FICActReg | |
| Guidance Note 12 | |
| Guidance Note 2A-CIS | |
| Guidance Note no. 1 | |
| Guidance Note no. 10 | |
| Guidance Note No. 10A | |
| Guidance Note No. 11 | |
| Guidance Note no. 2-CIS | |
| Guidance Note No. 6A | |
| Guidance Note no. 8 | |
| Guidance Note no. 9 | |
| Guidance Note no.3 | |
| Guidance Note no.4 | |
| Guidance Note no.5 | |
| Guidance Note no.6 | |
| Guidance Note no.7 |
| FSCA Communication 1 of 2024 (INS) | |
| FSCA Communication 1 of 2024 (INS) | |
| FSCA Communication 10 of 2024 (RF) | |
| FSCA Communication 10 of 2024 (RF) | |
| FSCA Communication 11 of 2024 (RF) | |
| FSCA Communication 11 of 2024 (RF) | |
| FSCA Communication 12 of 2024 (RF) | |
| FSCA Communication 12 of 2024 (RF) | |
| FSCA Communication 13 of 2024 | |
| FSCA Communication 13 of 2024 | |
| FSCA Communication 14 of 2024 (FM) | |
| FSCA Communication 14 of 2024 (FM) | |
| FSCA Communication 15 of 2024 (FM) | |
| FSCA Communication 15 of 2024 (FM) | |
| FSCA Communication 16 of 2024 (RF) | |
| FSCA Communication 16 of 2024 (RF) | |
| FSCA Communication 17 of 2024 (General) | |
| FSCA Communication 17 of 2024 (General) | |
| FSCA Communication 18 of 2024 (RF) | |
| FSCA Communication 18 of 2024 (RF) | |
| FSCA Communication 19 of 2024 (FM) | |
| FSCA Communication 19 of 2024 (FM) | |
| FSCA Communication 20 of 2024 (General) | |
| FSCA Communication 20 of 2024 (General) | |
| FSCA Communication 21 of 2024 (RF) | |
| FSCA Communication 21 of 2024 (RF) | |
| FSCA Communication 22 of 2024 (RF) | |
| FSCA Communication 22 of 2024 (RF) | |
| FSCA Communication 23 of 2024 (FAIS) | |
| FSCA Communication 23 of 2024 (FAIS) | |
| FSCA Communication 24 of 2024 (RF) | |
| FSCA Communication 24 of 2024 (RF) | |
| FSCA Communication 25 of 2024 (RF) | |
| FSCA Communication 25 of 2024 (RF) | |
| FSCA Communication 26 of 2024 (FM) | |
| FSCA Communication 26 of 2024 (FM) | |
| FSCA Communication 27 of 2024 (RF) | |
| FSCA Communication 27 of 2024 (RF) | |
| FSCA Communication 28 of 2024 (RF) | |
| FSCA Communication 28 of 2024 (RF) | |
| FSCA Communication 29 of 2024 (RF) | |
| FSCA Communication 29 of 2024 (RF) | |
| FSCA Communication 3 of 2024 (RF) | |
| FSCA Communication 3 of 2024 (RF) | |
| FSCA Communication 30 of 2024 (CIS) | |
| FSCA Communication 30 of 2024 (CIS) | |
| FSCA Communication 31 of 2024 (RF) | |
| FSCA Communication 31 of 2024 (RF) | |
| FSCA Communication 32 of 2024(RF) | |
| FSCA Communication 32 of 2024(RF) | |
| FSCA Communication 33 of 2024 (RF) | |
| FSCA Communication 33 of 2024 (RF) | |
| FSCA Communication 34 of 2024 (FAIS) | |
| FSCA Communication 34 of 2024 (FAIS) | |
| FSCA Communication 35 of 2024 (RF) | |
| FSCA Communication 35 of 2024 (RF) | |
| FSCA Communication 36 of 2024 (GENERAL) | |
| FSCA Communication 36 of 2024 (GENERAL) | |
| FSCA Communication 37 of 2024 (RF) | |
| FSCA Communication 37 of 2024 (RF) | |
| FSCA Communication 38 of 2024 (FAIS) | |
| FSCA Communication 38 of 2024 (FAIS) | |
| FSCA Communication 39 of 2024 (AMLCFT) | |
| FSCA Communication 39 of 2024 (AMLCFT) | |
| FSCA Communication 4 of 2024 (RF) | |
| FSCA Communication 4 of 2024 (RF) | |
| FSCA Communication 40 of 2024 (AMLCFT) | |
| FSCA Communication 40 of 2024 (AMLCFT) | |
| FSCA Communication 5 of 2024 (CIS) | |
| FSCA Communication 5 of 2024 (CIS) | |
| FSCA Communication 6 of 2024 (INS) | |
| FSCA Communication 6 of 2024 (INS) | |
| FSCA Communication 7 of 2024 (RF) | |
| FSCA Communication 7 of 2024 (RF) | |
| FSCA Communication 8 of 2024 (CIS) | |
| FSCA Communication 8 of 2024 (CIS) | |
| FSCA Communication 9 of 2024 (GENERAL) | |
| FSCA Communication 9 of 2024 (GENERAL) | |
| Joint Communication 1 of 2024 | |
| Joint Communication 1 of 2024 | |
| Joint Communication 2 of 2024 | |
| Joint Communication 2 of 2024 | |
| Joint Communication 3 of 2024 | |
| Joint Communication 3 of 2024 | |
| Joint Communication 4 of 2024 | |
| Joint Communication 4 of 2024 | |
| Joint Communication 5 of 2024 | |
| Joint Communication 5 of 2024 | |
| Joint Communication 6 of 2024 | |
| Joint Communication 6 of 2024 | |
| Joint Communication 7 of 2024 | |
| Joint Communication 7 of 2024 |
| FSCA INTERPRETATION RULING 1 OF 2020 (RF) and FSCA COMMUNICATION 10 OF 2020 (RF) | |
| FSCA INTERPRETATION RULING 1 OF 2020 (RF) and FSCA COMMUNICATION 10 OF 2020 (RF) | |
| FSCA Interpretation Ruling 1 of 2024 RF, Consultation Report and FSCA Communication 7 of 2024 | |
| FSCA Interpretation Ruling 1 of 2024 RF, Consultation Report and FSCA Communication 7 of 2024 |
List of Acts administered by the Financial Sector Conduct Authority
- Collective Investment Schemes Control Act (Act 45 of 2002)
- Credit Rating Services Act (Act 24 of 2012)
- Financial Advisory and Intermediaries Services Act (FAIS Act)(Act 37 of 2002)
- Financial Institutions (Protection of Funds) Act (Act 28 of 2001)
- Financial Intelligence Centre Act (Act 38 of 2001)
- Financial Markets Act (Act 19 of 2012)
- Financial Sector and Deposit Insurance Levies
- Financial Sector and Deposit Insurance Levies (Administration) and Deposit Insurance Premiums
- Financial Sector Regulation Act (Act 9 of 2017)
- Friendly Societies Act (Act 25 of 1956)
- Insurance Act (Act 18 of 2017)
- Long-term Insurance Act (Act 52 of 1998)
- Pension Funds Act, 24 (Act 24 of 1956)
- Short-term Insurance Act (Act 53 of 1998)
Warning!!
The Financial Sector Conduct Authority does not guarantee that the Acts displayed on this website reflect the most recent version of those Acts after any possible amendments.
The FSCA is not liable for any loss sustained or prejudice caused by a disregard of this warning.
| 4AX Section (9)(4) Notice of Amendment (Change of Address) - Published 16 September 2021 in Business Day | |
| 4AX Section (9)(4) Notice of Amendment (Name Change) - Published 16 September 2021 in Business Day | |
| 4AX Section 9(4) Notice of amendment to licence conditions (03 0April 2020) | |
| A2X Newspaper Advert Notice 02 August 2019 | |
| A2X Listing Requirments Amendment - Definition of host exchange - 2 November 2021 | |
| A2X Listings Requirements - Amendments to include ETFs and ETNs final- January 2019 | |
| A2X Listings Requirements - April 2022- REITS | |
| A2X Listings Requirements - Inward Dual Listings markup - 02 August 2019 | |
| A2X Rules - March 2022 | |
| A2X Rules - May 2022 Matched Principal Trade inclusion | |
| A2X Section (9) (4) Notice - Published 05 JULY 2019 in Business Day and Mail and Guardian | |
| A2X section 9(4) Notice of amendment-structured products and specialist securities published 13 Oct 2023 (Business Day) | |
| Advertising notice | |
| Amedment Schedule (Side by Side View) Feb 2022 | |
| Amended Listings Requirements of Equity Express Securities Exchange (15 February 2019) | |
| Amended Listings Requirements of ZAR X 10 May 2019 | |
| Amendment Schedule DLR June 2022 - Fines | |
| Amendment Schedule ELR June 2022 - Fines | |
| Amendment Schedule Sovereign Issuers June 2022 | |
| Amendments to the 4AX Listing Requirements - Inclsuion of debt 28 February 2020 | |
| Amendments to the JSE Derivatives Rules - Delta Option Trades And Structured Option Trades | |
| Annexure A_Derivatives | |
| Annexure A_Interest Rates and Currency | |
| Application by JSE Clear in terms of section 49(4) of the FMA to amend a licence condition (24.07.2024) | |
| Application by JSE Clear in terms of section 49(4) of the FMA to amend a licence condition (24.07.2024) | |
| Application Index for ODPs_for Banks | |
| Application Index for ODPs_for non Banks | |
| Approved A2X Rules - April 2021 | |
| Approved A2X Trading Rules - ETNs ETFs January publication | |
| Approved amendment JSE Listing Req - Section 22-Rejuvenation Project | |
| Approved amendments - JSE Derivatives rules rules - Non cash Collateral | |
| Approved amendments - JSE Interest rate and Currency derivatives rules - Non cash collateral | |
| Approved Amendments (Notice) | |
| Approved Amendments Annual Improvement Project | |
| Approved amendments Debt Listing Requirements Annual Improvements projects | |
| Approved amendments JSE Debt list Req-Rejuvenation Project | |
| Approved amendments JSE Listing Req - Section 18-Rejuvenation Project | |
| Approved amendments JSE Listing Req-References of section 19-Rejuvenation Project | |
| Approved amendments JSE listing Req-Section 19 removal | |
| Approved amendments JSE listing Req-Section 19 removal | |
| Approved amendments JSE Listing Req-Section 4 | |
| Approved amendments JSE Listing Req-Section 4 | |
| Approved amendments JSE Listing requirements - Financial Reporting Disclosures | |
| Approved Amendments to Actively Managed Certificates | |
| Approved Amendments to JSE Debt Listing Requirements - Sustainability Segment 22 June 2020 | |
| Approved Amendments to the A2X Trading Rules (10 August 2018) | |
| Approved amendments to the IEX listing requirements - inclusion of REITS | |
| Approved amendments to the IEX listing requirements - inclusion of REITS | |
| Approved amendments to the IRC Rules and Directives - ITaC 23 April 2019 | |
| Approved Amendments to the JSE Debt Listing Requirements 31 July 2020 | |
| Approved amendments to the JSE Debt Listing Requirements -Accreditation of Auditors | |
| Approved Amendments to the JSE Debt Listings Requirements (14 September 2018) | |
| APPROVED AMENDMENTS TO THE JSE DERIVATIVES RULES | |
| Approved Amendments to the JSE Derivatives Rules - 06 December 2019 | |
| Approved amendments to the JSE Derivatives rules - JSE Ombud scheme | |
| Approved amendments to the JSE Derivatives rules 2023 | |
| Approved Amendments to the JSE Derivatives rules and directives - ITaC 23 April 2019 | |
| Approved amendments to the JSE Derivatives Rules- recognition of JSE Clear's ICC application | |
| Approved amendments to the JSE Derivatives Rules-Exchange for Risk Trade | |
| Approved amendments to the JSE Equities Rules - Block trades and off order book principal trades-04 December 2019 | |
| APPROVED AMENDMENTS TO THE JSE EQUITIES RULES - Matched principal trade type | |
| Approved amendments to the JSE Equities rules 2023 | |
| Approved amendments to the JSE Equities rules-Dealings in Krugerrands | |
| Approved amendments to the JSE Equities rules-Dealings in Krugerrands | |
| Approved amendments to the JSE Equities rules-Off bookBuild Trade | |
| Approved amendments to the JSE Equities rules-Off bookBuild Trade | |
| Approved amendments to the JSE Equity Listing Requirements -Accreditation of Auditors | |
| Approved amendments to the JSE Equity rules - JSE Ombud scheme | |
| Approved amendments to the JSE Fidelity Fund Rules-recognition of JSE Clear's ICC application | |
| Approved amendments to the JSE Guarantee Fund Rules | |
| Approved amendments to the JSE Interest rate & currency derivative-Ombud | |
| Approved amendments to the JSE Interest rate & Currency derivatives Rules-recognition of JSE Clear's ICC application | |
| Approved amendments to the JSE Interest Rate and Currency Derivatives rules | |
| Approved amendments to the JSE Listing Requirements - AMETF (Actively managed exchage traded funds) (1) | |
| Approved Amendments to the JSE Listing Requirements (15 April 2019) | |
| Approved amendments to the JSE Listing requirements-Delegation | |
| Approved amendments to the JSE Listing requirements-Delegation | |
| Approved amendments to the JSE Listing Requirements-Market Segmentation Project | |
| Approved amendments to the JSE Listing Requirements-Market Segmentation Project | |
| Approved Amendments to the JSE Primary Listing Requirements | |
| Approved Amendments to the JSE Rules | |
| Approved Amendments to the JSE Rules - Bond ETP (16 July 2018) | |
| Approved Amendments to the JSE Secondary Listing requirements | |
| Approved Amendments to the rules of Strate (18 October 2024) | |
| Approved Amendments to the Strate Rules | |
| Approved Amenments to A2X | |
| Approved EESE Bonds and Notes Listing requirements | |
| Approved Notice 285 of 2022 to Annual Improvement Project | |
| Approved Notice 286 of 2022 Actively Managed Certificates | |
| BN 282 of 2022- Approved ammendments to the JSE rules-matched principal trade type | |
| BN 283 of 2022 - Approved ammendments to the A2X rules-matched principal trade type | |
| BN 522 of 2023-proposed amendments to the JSE Derivatives Rules-Exchange for Risk Trade | |
| BN 649 of 2024-Approved amendments to the JSE Litsing Requirements-Market Segmentation Project | |
| BN 649 of 2024-Approved amendments to the JSE Litsing Requirements-Market Segmentation Project | |
| BN 711 of 2025 -Approved amendments to the JSE Listing requirements - Delegation | |
| BN 711 of 2025 -Approved amendments to the JSE Listing requirements - Delegation | |
| BN 736 OF 2025- Approved amendments to the JSE Equities Rules - Off BookBuild Trades | |
| BN 736 OF 2025- Approved amendments to the JSE Equities Rules - Off BookBuild Trades | |
| Board Notice 101 of 2015 | |
| Board Notice 103 of 2018 JSE DL Requirements (14 September 2018) | |
| Board Notice 104 of 2015 | |
| Board Notice 105 of 2018 - Approved Amendments of the Strate Rules | |
| Board Notice 116 of 2019 | |
| Board Notice 116 of 2019 (1) | |
| Board Notice 12 of 2020 - Amendments to 4AX Listing Requirements | |
| Board Notice 126 of 2013 | |
| Board Notice 136 of 2016 | |
| Board Notice 138 of 2015 | |
| Board Notice 140 of 2015 | |
| Board Notice 16 of 2019 Amendments to the Listing Requirements of Equity Express Securities Exchange 15 February 2019 | |
| Board Notice 165 of 2019 | |
| Board Notice 17 of 2019 Proposed amendments to the JSE Listings Requirements 15 February 2019 | |
| Board Notice 180 of 2019 | |
| Board Notice 194 of 2017 | |
| Board Notice 197 of 2019 | |
| Board Notice 199 of 2019 | |
| Board Notice 22 of 2006 | |
| Board Notice 23 of 2021 - Approved amendments to A2X rules | |
| Board Notice 231 of 2022 | |
| Board notice 240 -APPROVED AMENDMENTS TO A2X'S LISTING REQUIREMENTS-LISTING OF REITS | |
| Board Notice 246 of 2022 - Approved amendments to the JSE listings requirements in respect of cutting the red tape | |
| Board Notice 257 of 2013 | |
| Board Notice 275- approved amendments to the JSE Derivatives Rules - Delta Option Trades And Structured Option Trades | |
| Board Notice 321 of 2022 approved rules of JSE Clear ICH CCP | |
| Board Notice 321 of 2022 approved rules of JSE Clear ICH CCP (1) | |
| Board Notice 36 of 2019 – Amendments to the JSE Listing Requirements (15 April 2019) | |
| Board Notice 39 of 2014 | |
| Board Notice 39 of 2016 - ABIL Exemption and Suspension Notice | |
| Board Notice 39 of 2017 | |
| Board Notice 40 of 2014 | |
| Board Notice 41 of 2014 | |
| Board Notice 42 of 2014 | |
| Board Notice 449 of 2023 - Approved amendments to the JSE debt listing requirements - Annual improvements projects | |
| Board Notice 450 of 2023 - approved amendments to the JSE Listing requirements | |
| Board Notice 454 of 2023 - Strate Rule Amendments | |
| Board Notice 472 - approved amendments to the JSE derivatives and Interest rate and currency derivatives rules | |
| Board Notice 473 of 2023 - Approved JSE Clear rules | |
| Board Notice 505 of 2023-Approved amendments to the JSE EquityDebt Listing requirements-Accreditation of Auditors | |
| Board Notice 51 of 2017 | |
| Board Notice 51 of 2018 JSE Transferability of Securities | |
| Board Notice 52 of 2015 | |
| Board Notice 53 of 2015 | |
| Board Notice 54 of 2015 | |
| Board Notice 6 of 2019 Approved Amendments to the A2X Trading Rules | |
| Board Notice 62 of 2014 | |
| Board Notice 65 of 2014 | |
| Board Notice 675-Approved amendments to the JSE Debt Listing Req-Rejuvenation Project | |
| Board Notice 675-Approved amendments to the JSE Debt Listing Req-Rejuvenation Project | |
| Board Notice 676-approved amendments to the JSE Listing Req-Rejuvenation Project | |
| Board Notice 676-approved amendments to the JSE Listing Req-Rejuvenation Project | |
| Board Notice 679 of 2024 – Approved amendments to the rules of Strate (Pty) Ltd (18 October 2024) | |
| Board Notice 68 of 2020 - JSE DLR Sustainability Segment 22 June 2020 | |
| Board Notice 7 of 2019 Approved Amendments to the A2X Listings Requirements | |
| Board Notice 70 of 2015 | |
| Board Notice 70 of 2019 JSE IRC and Derivatives Rules Amendments 23 April 2019 | |
| Board Notice 71 of 2015 | |
| Board Notice 74 of 2015 | |
| Board Notice 74 of 2019 Approved Listings Requirements of ZAR X 10 May 2019 | |
| Board Notice 84 of 2015 | |
| Board Notice 89 of 2018 | |
| Board Notice 89 of 2020- Approved Amendments to the JSE Debt Listing Requirements | |
| Board Notice 90 of 2014 | |
| Board Notice 91 of 2014 | |
| Board Notice 91 of 2018 – Approved Amendments to JSE Rules - Bond ETP (16 July 2018) | |
| Board Notice 92 of 2014 | |
| Board Notice 92 of 2018 – Approved Amendments to JSE Rules | |
| Board Notice 95 of 2018 Approved Amendments to A2X Rules (10 August 2018) | |
| Board Notice 98 of 2015 | |
| Conduct Standard 1 of 2018 - Criteria for Authorisation of ODPs | |
| Conduct Standard 3 of 2025 – Requirements for Managers of Collective Investment Schemes | |
| Conduct Standard 3 of 2025 – Requirements for Managers of Collective Investment Schemes | |
| Consultation report Criteria for authorisation ODPs 27 July 2018 | |
| Consultation Report FMA Joint Standard 1 of 2018 - Requirements and Additioanl Duties of a Trade Repository | |
| CRSA Notice 2 of 2018 | |
| CTSE Section 9(4) Notice of Amendment (Address Change) - Published 21 June 2024 in Business Day | |
| CTSE Section 9(4) Notice of Amendment (Address Change) - Published 21 June 2024 in Business Day | |
| CTSE Section 9(4) Notice of Amendment (Address Change)- Published 23 June 2024 in City Press | |
| CTSE Section 9(4) Notice of Amendment (Address Change)- Published 23 June 2024 in City Press | |
| Cutting Red Tape Aimed at Effective and Appropriate Regulation - April 2022 | |
| Debt Listings Requirements FINAL CLEAN Feb 2022 | |
| Declaration in terms of section 63 | |
| EESE Client Acceptance | |
| EESE Rules Interest Amendments | |
| EESE Section (9)(4) Notice of Amendment (Name Change ) - Published 24 September 2023 in City Press | |
| EESE Section (9)(4) Notice of Amendment (Name Change) - Published 22 September 2023 in Business Day | |
| EESE section 9(4) Notice of amendments (Address change) -Published 12 March 2023 in City Press | |
| EESE section 9(4) Notice of amendments (Address change) -Published 13 March 2023 in Business day | |
| Explanatory Memorandum to the proposed amendents of the JSE Listings Requirements 15 February 2019 | |
| Extension of the Fitch Sovereign Ratings Exemption 20 11 2017 | |
| Extension to submit annual financial statement in terms of section 90 (a) and (b) | |
| Final Conduct standard published October 2018 | |
| Final Reporting obligations published Oct 2018 | |
| Financial Markets Act, 2012 Guidance Notice No. 1 of 2019 | |
| Fitch Sovereign Rating Exemption Notice 4 Nov 2015 | |
| FMA Joint Standard 1 of 2018 - Requirements and Additional Duties of a Trade Repository | |
| FMA Joint Standard Communication 1 of 2018 | |
| FSCA FAIS Notice 87 of 2025 | |
| FSCA FAIS Notice 87 of 2025 | |
| FSCA CIS Notice 2 of 2024 | |
| FSCA CIS Notice 2 of 2024 | |
| FSCA CIS NOTICE 1 of 2020 | |
| FSCA CIS Notice 1 of 2021 | |
| FSCA CIS Notice 1 of 2022 and FSCA Communication 3 of 2022 (CIS) | |
| FSCA CIS Notice 1 of 2023 and FSCA Communication 4 of 2023 (CIS) | |
| FSCA CIS Notice 1 of 2024 | |
| FSCA CIS Notice 1 of 2024 | |
| FSCA CIS Notice 1 of 2025 | |
| FSCA CIS Notice 1 of 2025 | |
| FSCA CIS NOTICE 2 OF 2020 | |
| FSCA CIS Notice 2 of 2021 | |
| FSCA CIS Notice 2 of 2022 and FSCA Communication 10 of 2022 (CIS) | |
| FSCA CIS Notice 2 of 2023 | |
| FSCA CIS Notice 2 of 2024 and FSCA Communication 5 of 2024 | |
| FSCA CIS Notice 2 of 2024 and FSCA Communication 5 of 2024 | |
| FSCA CIS Notice 2 of 2025 | |
| FSCA CIS Notice 2 of 2025 | |
| FSCA CIS Notice 3 of 2020 and FSCA Communication 43 of 2020 (CIS) | |
| FSCA CIS Notice 3 of 2022 | |
| FSCA CIS Notice 3 of 2023 | |
| FSCA CIS Notice 3 of 2024 | |
| FSCA CIS Notice 3 of 2024 | |
| FSCA CIS Notice 3 of 2025 | |
| FSCA CIS Notice 3 of 2025 | |
| FSCA CIS NOTICE 4 OF 2020 | |
| FSCA CIS Notice 4 of 2022 | |
| FSCA CIS Notice 4 of 2023 | |
| FSCA CIS Notice 4 of 2024 | |
| FSCA CIS Notice 4 of 2024 | |
| FSCA CIS Notice 4 of 2025 | |
| FSCA CIS Notice 4 of 2025 | |
| FSCA CIS NOTICE 5 of 2020 | |
| FSCA CIS Notice 5 of 2022 and FSCA Communication 15 of 2022 (CIS) | |
| FSCA CIS Notice 5 of 2024 | |
| FSCA CIS Notice 5 of 2024 | |
| FSCA CIS Notice 6 of 2022 | |
| FSCA CIS Notice 7 of 2022 and FSCA Communication 36 of 2022 (CIS) | |
| FSCA CISCA Notice 1 of 2019 (CIS) | |
| FSCA Conduct Standard 1 of 2020 (CIS) - NAV calculation and pricing for CIS portfolios | |
| FSCA Conduct Standard 1 of 2025 (General) | |
| FSCA Conduct Standard 1 of 2025 (General) | |
| FSCA Conduct Standard 2 of 2020 (CIS) - Delegation of Admin functions | |
| FSCA Conduct Standard 2 of 2025 (RF) | |
| FSCA Conduct Standard 2 of 2025 (RF) | |
| FSCA Conduct Standard 3 of 2020 (BANKS)-Banks | |
| FSCA CRA Notice 1 of 2020 | |
| FSCA CRA Notice 1 of 2022 | |
| FSCA CRA Notice 1 of 2022 | |
| FSCA CRA Notice 1 of 2023 | |
| FSCA CRA Notice 1 of 2023 | |
| FSCA CRA Notice 1 of 2024 | |
| FSCA CRA Notice 1 of 2024 | |
| FSCA CRA Notice 2 of 2020 and FSCA Communication 16 of 2020 (CRA) | |
| FSCA CRA Notice 2 of 2022 | |
| FSCA CRA Notice 2 of 2022 | |
| FSCA CRA Notice 2 of 2023 | |
| FSCA CRA Notice 2 of 2023 | |
| FSCA CRA Notice 2 of 2024 | |
| FSCA CRA Notice 2 of 2024 | |
| FSCA CRA Notice 3 of 2020 and FSCA Communication 29 of 2020 (CRA) | |
| FSCA CRA Notice 3 of 2024 | |
| FSCA CRA Notice 3 of 2024 | |
| FSCA CRA Notice 4 of 2020 | |
| FSCA CRA Notice 4 of 2024 | |
| FSCA CRA Notice 4 of 2024 | |
| FSCA FAIS Notice 57 of 2024 | |
| FSCA FAIS Notice 9 of 2024 | |
| FSCA FAIS Notice 9 of 2024 | |
| FSCA FAIS Notice 1 of 2024 | |
| FSCA FAIS Notice 1 of 2024 | |
| FSCA FAIS Notice 10 of 2024 | |
| FSCA FAIS Notice 10 of 2024 | |
| FSCA FAIS Notice 11 of 2024 | |
| FSCA FAIS Notice 11 of 2024 | |
| FSCA FAIS Notice 12 of 2024 | |
| FSCA FAIS Notice 12 of 2024 | |
| FSCA FAIS Notice 13 of 2024 | |
| FSCA FAIS Notice 13 of 2024 | |
| FSCA FAIS Notice 14 of 2024 | |
| FSCA FAIS Notice 14 of 2024 | |
| FSCA FAIS Notice 15 of 2024 | |
| FSCA FAIS Notice 15 of 2024 | |
| FSCA FAIS Notice 16 of 2024 | |
| FSCA FAIS Notice 16 of 2024 | |
| FSCA FAIS Notice 17 of 2024 | |
| FSCA FAIS Notice 17 of 2024 | |
| FSCA FAIS Notice 18 of 2024 | |
| FSCA FAIS Notice 18 of 2024 | |
| FSCA FAIS Notice 2 of 2024 | |
| FSCA FAIS Notice 2 of 2024 | |
| FSCA FAIS Notice 24 of 2024 | |
| FSCA FAIS Notice 25 of 2024 | |
| FSCA FAIS Notice 26 of 2024 | |
| FSCA FAIS Notice 27 of 2024 | |
| FSCA FAIS Notice 28 of 2024 | |
| FSCA FAIS Notice 29 of 2024 | |
| FSCA FAIS Notice 3 of 2024 | |
| FSCA FAIS Notice 3 of 2024 | |
| FSCA FAIS Notice 30 of 2024 | |
| FSCA FAIS Notice 31 of 2024 | |
| FSCA FAIS Notice 32 of 2024 | |
| FSCA FAIS Notice 33 of 2024 | |
| FSCA FAIS Notice 34 of 2024 | |
| FSCA FAIS Notice 34 of 2025 | |
| FSCA FAIS Notice 34 of 2025 | |
| FSCA FAIS Notice 35 of 2024 | |
| FSCA FAIS Notice 35 of 2025 | |
| FSCA FAIS Notice 35 of 2025 | |
| FSCA FAIS Notice 36 of 2024 | |
| FSCA FAIS Notice 36 of 2025 | |
| FSCA FAIS Notice 36 of 2025 | |
| FSCA FAIS Notice 37 of 2024 | |
| FSCA FAIS Notice 37 of 2025 | |
| FSCA FAIS Notice 37 of 2025 | |
| FSCA FAIS Notice 38 of 2024 | |
| FSCA FAIS Notice 38 of 2025 | |
| FSCA FAIS Notice 38 of 2025 | |
| FSCA FAIS Notice 39 of 2024 | |
| FSCA FAIS Notice 39 of 2025 | |
| FSCA FAIS Notice 39 of 2025 | |
| FSCA FAIS Notice 4 of 2024 | |
| FSCA FAIS Notice 4 of 2024 | |
| FSCA FAIS Notice 40 of 2024 | |
| FSCA FAIS Notice 40 of 2025 | |
| FSCA FAIS Notice 40 of 2025 | |
| FSCA FAIS Notice 41 of 2024 | |
| FSCA FAIS Notice 41 of 2025 | |
| FSCA FAIS Notice 41 of 2025 | |
| FSCA FAIS Notice 42 of 2024 | |
| FSCA FAIS Notice 42 of 2025 | |
| FSCA FAIS Notice 42 of 2025 | |
| FSCA FAIS Notice 43 of 2024 | |
| FSCA FAIS Notice 43 of 2025 | |
| FSCA FAIS Notice 43 of 2025 | |
| FSCA FAIS Notice 44 of 2024 | |
| FSCA FAIS Notice 44 of 2025 | |
| FSCA FAIS Notice 44 of 2025 | |
| FSCA FAIS Notice 45 of 2024 | |
| FSCA FAIS Notice 45 of 2025 | |
| FSCA FAIS Notice 45 of 2025 | |
| FSCA FAIS Notice 46 of 2024 | |
| FSCA FAIS Notice 46 of 2025 | |
| FSCA FAIS Notice 46 of 2025 | |
| FSCA FAIS Notice 47 of 2024 | |
| FSCA FAIS Notice 47 of 2025 | |
| FSCA FAIS Notice 47 of 2025 | |
| FSCA FAIS Notice 48 of 2024 | |
| FSCA FAIS Notice 48 of 2025 | |
| FSCA FAIS Notice 48 of 2025 | |
| FSCA FAIS Notice 49 of 2024 | |
| FSCA FAIS Notice 49 of 2025 | |
| FSCA FAIS Notice 49 of 2025 | |
| FSCA FAIS Notice 5 of 2024 | |
| FSCA FAIS Notice 5 of 2024 | |
| FSCA FAIS Notice 50 of 2024 | |
| FSCA FAIS Notice 50 of 2025 | |
| FSCA FAIS Notice 50 of 2025 | |
| FSCA FAIS Notice 51 of 2024 | |
| FSCA FAIS Notice 51 of 2025 | |
| FSCA FAIS Notice 51 of 2025 | |
| FSCA FAIS Notice 52 of 2024 | |
| FSCA FAIS Notice 52 of 2025 | |
| FSCA FAIS Notice 52 of 2025 | |
| FSCA FAIS Notice 53 of 2024 | |
| FSCA FAIS Notice 53 of 2025 | |
| FSCA FAIS Notice 53 of 2025 | |
| FSCA FAIS Notice 54 of 2024 | |
| FSCA FAIS Notice 54 of 2025 | |
| FSCA FAIS Notice 54 of 2025 | |
| FSCA FAIS Notice 55 of 2024 | |
| FSCA FAIS Notice 55 of 2025 | |
| FSCA FAIS Notice 55 of 2025 | |
| FSCA FAIS Notice 56 of 2024 | |
| FSCA FAIS Notice 56 of 2025 | |
| FSCA FAIS Notice 56 of 2025 | |
| FSCA FAIS Notice 57 of 2025 | |
| FSCA FAIS Notice 57 of 2025 | |
| FSCA FAIS Notice 58 of 2024 | |
| FSCA FAIS Notice 58 of 2025 | |
| FSCA FAIS Notice 58 of 2025 | |
| FSCA FAIS Notice 59 of 2024 | |
| FSCA FAIS Notice 59 of 2025 | |
| FSCA FAIS Notice 59 of 2025 | |
| FSCA FAIS Notice 6 of 2024 | |
| FSCA FAIS Notice 6 of 2024 | |
| FSCA FAIS Notice 60 of 2024 | |
| FSCA FAIS Notice 60 of 2025 | |
| FSCA FAIS Notice 60 of 2025 | |
| FSCA FAIS Notice 61 of 2024 | |
| FSCA FAIS Notice 61 of 2025 | |
| FSCA FAIS Notice 61 of 2025 | |
| FSCA FAIS Notice 62 of 2024 | |
| FSCA FAIS Notice 62 of 2025 | |
| FSCA FAIS Notice 62 of 2025 | |
| FSCA FAIS Notice 63 of 2024 | |
| FSCA FAIS Notice 63 of 2025 | |
| FSCA FAIS Notice 63 of 2025 | |
| FSCA FAIS Notice 64 of 2024 | |
| FSCA FAIS Notice 64 of 2025 | |
| FSCA FAIS Notice 64 of 2025 | |
| FSCA FAIS Notice 65 of 2024 | |
| FSCA FAIS Notice 65 of 2025 | |
| FSCA FAIS Notice 65 of 2025 | |
| FSCA FAIS Notice 66 of 2024 | |
| FSCA FAIS Notice 66 of 2025 | |
| FSCA FAIS Notice 66 of 2025 | |
| FSCA FAIS Notice 67 of 2024 | |
| FSCA FAIS Notice 67 of 2025 | |
| FSCA FAIS Notice 67 of 2025 | |
| FSCA FAIS Notice 68 of 2024 | |
| FSCA FAIS Notice 68 of 2025 | |
| FSCA FAIS Notice 68 of 2025 | |
| FSCA FAIS Notice 69 of 2018 | |
| FSCA FAIS Notice 69 of 2018 | |
| FSCA FAIS Notice 69 of 2024 | |
| FSCA FAIS Notice 69 of 2025 | |
| FSCA FAIS Notice 69 of 2025 | |
| FSCA FAIS Notice 7 of 2024 | |
| FSCA FAIS Notice 7 of 2024 | |
| FSCA FAIS Notice 70 of 2024 | |
| FSCA FAIS Notice 70 of 2025 | |
| FSCA FAIS Notice 70 of 2025 | |
| FSCA FAIS Notice 71 of 2024 | |
| FSCA FAIS Notice 71 of 2025 | |
| FSCA FAIS Notice 71 of 2025 | |
| FSCA FAIS Notice 72 of 2024 | |
| FSCA FAIS Notice 72 of 2025 | |
| FSCA FAIS Notice 72 of 2025 | |
| FSCA FAIS Notice 73 of 2024 | |
| FSCA FAIS Notice 73 of 2025 | |
| FSCA FAIS Notice 73 of 2025 | |
| FSCA FAIS Notice 74 of 2024 | |
| FSCA FAIS Notice 74 of 2025 | |
| FSCA FAIS Notice 74 of 2025 | |
| FSCA FAIS Notice 75 of 2024 | |
| FSCA FAIS Notice 75 of 2025 | |
| FSCA FAIS Notice 75 of 2025 | |
| FSCA FAIS Notice 76 of 2024 | |
| FSCA FAIS Notice 76 of 2025 | |
| FSCA FAIS Notice 76 of 2025 | |
| FSCA FAIS Notice 77 of 2024 | |
| FSCA FAIS Notice 77 of 2025 | |
| FSCA FAIS Notice 77 of 2025 | |
| FSCA FAIS Notice 78 of 2024 | |
| FSCA FAIS Notice 78 of 2025 | |
| FSCA FAIS Notice 78 of 2025 | |
| FSCA FAIS Notice 79 of 2024 | |
| FSCA FAIS Notice 79 of 2025 | |
| FSCA FAIS Notice 79 of 2025 | |
| FSCA FAIS Notice 8 of 2024 | |
| FSCA FAIS Notice 8 of 2024 | |
| FSCA FAIS Notice 80 of 2024 | |
| FSCA FAIS Notice 80 of 2025 | |
| FSCA FAIS Notice 80 of 2025 | |
| FSCA FAIS Notice 81 of 2024 | |
| FSCA FAIS Notice 81 of 2025 | |
| FSCA FAIS Notice 81 of 2025 | |
| FSCA FAIS Notice 82 of 2024 | |
| FSCA FAIS Notice 82 of 2025 | |
| FSCA FAIS Notice 82 of 2025 | |
| FSCA FAIS Notice 83 of 2024 | |
| FSCA FAIS Notice 83 of 2025 | |
| FSCA FAIS Notice 83 of 2025 | |
| FSCA FAIS Notice 84 of 2025 | |
| FSCA FAIS Notice 84 of 2025 | |
| FSCA FAIS Notice 85 of 2025 | |
| FSCA FAIS Notice 86 of 2025 | |
| FSCA FAIS Notice 86 of 2025 | |
| FSCA FAIS Notice 88 of 2025 | |
| FSCA FAIS Notice 88 of 2025 | |
| FSCA FAIS Notice 89 of 2025 | |
| FSCA FAIS Notice 89 of 2025 | |
| FSCA FAIS Notice 90 of 2025 | |
| FSCA FAIS Notice 90 of 2025 | |
| FSCA FAIS Notice 91 of 2025 | |
| FSCA FAIS Notice 91 of 2025 | |
| FSCA FAIS Notice 92 of 2025 | |
| FSCA FAIS Notice 92 of 2025 | |
| FSCA FAIS Notice 93 of 2025 | |
| FSCA FAIS Notice 94 of 2025 | |
| FSCA FAIS Notice 95 of 2025 | |
| FSCA FAIS Notice 96 of 2025 | |
| FSCA FAIS Notice 97 of 2025 | |
| FSCA FAIS Notice 98 of 2025 | |
| FSCA FAIS Notices 4 of 2025 | |
| FSCA FAIS Notices 4 of 2025 | |
| FSCA Financial Markets Act, 19 of 2012 | |
| FSCA FM Notice 1 of 2021 and FSCA Communication 7 of 2021 (FM) | |
| FSCA FM NOTICE 1 OF 2022 | |
| FSCA FM Notice 1 of 2023 | |
| FSCA FM Notice 1 of 2024 | |
| FSCA FM Notice 1 of 2024 | |
| FSCA FM Notice 1 of 2025 | |
| FSCA FM Notice 1 of 2025 | |
| FSCA FM Notice 2 of 2021 | |
| FSCA FM Notice 2 of 2023 | |
| FSCA FM Notice 2 of 2025 | |
| FSCA FM Notice 2 of 2025 | |
| FSCA FM Notice 3 of 2020 | |
| FSCA FM Notice 3 of 2021 | |
| FSCA FM Notice 3 of 2023 | |
| FSCA FM Notice 4 of 2021 | |
| FSCA FM Notice 6 of 2020 and FSCA Communication 36 of 2020 (FM) | |
| FSCA FM Notice 9 of 2020 | |
| FSCA FM Notices 1 and 2 of 2020 and FSCA Communication 15 of 2020 (FM) | |
| FSCA FM Notices 4 and 5 of 2020 and FSCA Communication 27 of 2020 (FM) | |
| FSCA FM Notices 7 and 8 of 2020 and FSCA Communication 40 of 2020 (FM) | |
| FSCA FMA Notice 2 of 2018 | |
| FSCA FMA Notice 3 of 2018 | |
| FSCA GENERAL Notice 1 of 2022 and FSCA Communication 25 of 2022 (GENERAL) | |
| FSCA General Notice 1 of 2024 | |
| FSCA GENERAL Notice 2 of 2020 | |
| FSCA GENERAL Notice 3 of 2020 | |
| FSCA Information Request 1 of 2024 (INS) | |
| FSCA Information Request 1 of 2024 (INS) | |
| FSCA Information Request 1 of 2025 (INS) | |
| FSCA Information Request 1 of 2025 (INS) | |
| FSCA Information Request 2 of 2021 (GENERAL) | |
| FSCA Information Request 2 of 2023 (GENERAL) | |
| FSCA Information Request 2 of 2025 (FAIS) and Questionnaire | |
| FSCA Information Request 2 of 2025 (FAIS) and Questionnaire | |
| FSCA Information Request 4 of 2022 (GENERAL) | |
| FSCA Information Request 6 of 2022 (GENERAL) | |
| FSCA INS Notice 1 of 2024 | |
| FSCA INS Notice 1 of 2024 | |
| FSCA INS Notice 1 of 2025 | |
| FSCA INS Notice 1 of 2025 | |
| FSCA INS Notice 2 of 2024 | |
| FSCA INS Notice 2 of 2024 | |
| FSCA INS Notice 2 of 2025 | |
| FSCA INS Notice 2 of 2025 | |
| FSCA INS Notice 3 of 2024 | |
| FSCA INS Notice 3 of 2024 | |
| FSCA INS Notice 3 of 2025 | |
| FSCA INS Notice 3 of 2025 | |
| FSCA INS Notice 4 of 2024 | |
| FSCA INS Notice 4 of 2024 | |
| FSCA INS Notice 4 of 2025 | |
| FSCA INS Notice 4 of 2025 | |
| FSCA INS Notice 5 of 2024 | |
| FSCA INS Notice 5 of 2024 | |
| FSCA INS Notice 5 of 2025 | |
| FSCA INS Notice 5 of 2025 | |
| FSCA INS Notice 6 of 2024 | |
| FSCA INS Notice 6 of 2024 | |
| FSCA INS Notice 7 of 2024 | |
| FSCA INS Notice 7 of 2024 | |
| FSCA INS Notice 8 of 2024 | |
| FSCA INS Notice 8 of 2024 | |
| FSCA Instructions for ODP | |
| FSCA Press Release FSCA suspends Exchange licence of ZAR X (PTY) LTD 23 August 2021 | |
| FSCA Prudential Standard 1 of 2024 | |
| FSCA RF Notice 1 of 2024 | |
| FSCA RF Notice 1 of 2024 | |
| FSCA RF Notice 1 of 2025 | |
| FSCA RF Notice 1 of 2025 | |
| FSCA RF Notice 10 of 2024 | |
| FSCA RF Notice 10 of 2025 | |
| FSCA RF Notice 10 of 2025 | |
| FSCA RF Notice 11 of 2024 | |
| FSCA RF Notice 11 of 2025 | |
| FSCA RF Notice 11 of 2025 | |
| FSCA RF Notice 12 of 2024 | |
| FSCA RF Notice 12 of 2025 | |
| FSCA RF Notice 12 of 2025 | |
| FSCA RF Notice 13 of 2024 | |
| FSCA RF Notice 13 of 2025 | |
| FSCA RF Notice 13 of 2025 | |
| FSCA RF Notice 14 of 2024 | |
| FSCA RF Notice 14 of 2025 | |
| FSCA RF Notice 14 of 2025 | |
| FSCA RF Notice 15 of 2024 | |
| FSCA RF Notice 15 of 2025 | |
| FSCA RF Notice 15 of 2025 | |
| FSCA RF Notice 16 of 2024 | |
| FSCA RF Notice 16 of 2025 | |
| FSCA RF Notice 16 of 2025 | |
| FSCA RF Notice 17 of 2024 | |
| FSCA RF Notice 17 of 2025 | |
| FSCA RF Notice 17 of 2025 | |
| FSCA RF Notice 18 of 2024 | |
| FSCA RF Notice 18 of 2025 | |
| FSCA RF Notice 18 of 2025 | |
| FSCA RF Notice 19 of 2024 | |
| FSCA RF Notice 19 of 2025 | |
| FSCA RF Notice 2 of 2024 | |
| FSCA RF Notice 2 of 2024 | |
| FSCA RF Notice 2 of 2025 | |
| FSCA RF Notice 2 of 2025 | |
| FSCA RF Notice 20 of 2024 | |
| FSCA RF Notice 20 of 2025 | |
| FSCA RF Notice 21 of 2024 | |
| FSCA RF Notice 22 of 2024 | |
| FSCA RF Notice 23 of 2024 | |
| FSCA RF Notice 24 of 2024 | |
| FSCA RF Notice 25 of 2024 | |
| FSCA RF Notice 3 of 2024 | |
| FSCA RF Notice 3 of 2024 | |
| FSCA RF Notice 3 of 2025 | |
| FSCA RF Notice 3 of 2025 | |
| FSCA RF Notice 4 of 2024 | |
| FSCA RF Notice 4 of 2025 | |
| FSCA RF Notice 4 of 2025 | |
| FSCA RF Notice 5 of 2024 and FSCA Communication 11 of 2024 RF | |
| FSCA RF Notice 5 of 2025 | |
| FSCA RF Notice 5 of 2025 | |
| FSCA RF Notice 6 of 2024 and FSCA Communication 11 of 2024 RF | |
| FSCA RF Notice 6 of 2025 | |
| FSCA RF Notice 6 of 2025 | |
| FSCA RF Notice 7 of 2024 | |
| FSCA RF Notice 7 of 2025 | |
| FSCA RF Notice 7 of 2025 | |
| FSCA RF Notice 8 of 2024 | |
| FSCA RF Notice 8 of 2025 | |
| FSCA RF Notice 8 of 2025 | |
| FSCA RF Notice 9 of 2024 | |
| FSCA RFNotice 9 of 2025 | |
| FSCA RFNotice 9 of 2025 | |
| FSRA Compliance Extension Notice 1 of 2018 (LTIA) and FSCA Communication 1 of 2018 | |
| FSRA Compliance Extension Notice 1 of 2019 (LTIA) | |
| FSRA Compliance Extension Notice 1 of 2019 (PFA) | |
| FSRA Compliance Extension Notice 1 of 2019 (STIA) and FSCA Communication 7 of 2019 | |
| FSRA Compliance Extension Notice 2 of 2019 (LTIA) and FSCA Communication 7 of 2019 | |
| FSRA Compliance Extension Notice 2 of 2019 (PFA) and FSCA Communication 5 of 2019 (PFA) | |
| FSRA Exemption Notice 1 of 2018 (STIA) | |
| FSRA Exemption Notice 1 of 2019 (LTIA) | |
| FSRA Exemption Notice 2 of 2019 (LTIA) | |
| FSRA Exemption Notice 3 of 2019 (LTIA) | |
| FSRA Exemption Notice 4 of 2019 (STIA) | |
| FSRA Exemption Notice 5 of 2019 (LTIA) | |
| FSRA Notice 1 of 2019 (GENERAL) | |
| FSRA Notice 1 of 2019 (INSURANCE) | |
| General Notice 1261 of 2022 | |
| Government Notice No.4404 and 4405 of 23 February 2024 | |
| Government Notice No.4404 and 4405 of 23 February 2024 | |
| Government Notice No.5885 of 21 February 2025 | |
| Government Notice No.5885 of 21 February 2025 | |
| Granite CSD Rules Version 1.9 - 24 July 2019 | |
| Granite Rule Changes Matrix 2019 24 July 2019 | |
| Guidance Note 1 of 2018 | |
| IE Section (9)(4) Notice of Amendment ( Address Change) - Published 28 January 2024 on City Press | |
| IE Section (9)(4) Notice of Amendment ( Address Change) - Published 28 January 2024 on City Press | |
| IE Section (9)(4) Notice of Amendment ( Address Change) - Published 29 January 2024 on Business day | |
| IE Section (9)(4) Notice of Amendment ( Address Change) - Published 29 January 2024 on Business day | |
| Implementation roadmap and Request for information | |
| Information Request 2 of 2024(RF) | |
| Information Request 3 of 2024(RF) | |
| Joint Notice 1 of 2021 and Joint Communication 2 of 2021 | |
| Joint Notice 1 of 2022 | |
| Joint Notice 1 of 2024 - Commencement - Cybersecurity Joint Standard | |
| Joint Notice 1 of 2025 | |
| Joint Notice 1 of 2025 | |
| Joint Notice 2 of 2022 and Joint Communication 3 of 2022 | |
| Joint Notice 2 of 2024 - Determination of regulatory reporting in terms of Joint Standard 2 of 2020 | |
| Joint Notice 2 of 2025 | |
| Joint Notice 2 of 2025 | |
| Joint Standard 1 of 2020 - Significant Owners | |
| Joint Standard 1 of 2021-Requirements re CC Licence Applications | |
| Joint Standard 1 of 2023-IT Governance and Risk Management Requirements | |
| Joint Standard 1 of 2024 - Outsourcing by Insurers | |
| Joint Standard 1 of 2024 - Outsourcing by Insurers | |
| Joint Standard 1 of 2025 - Criteria for exemption of external CCPs and TRs | |
| Joint Standard 1 of 2025 - Criteria for exemption of external CCPs and TRs | |
| Joint Standard 2 of 2020 - Margin Requirements | |
| Joint Standard 2 of 2024 - Cybersecurity & Cyber resilience Requirements | |
| Joint Standard Amendment 1 of 2023-Amendments to Joint Standard 2 of 2020 | |
| JSE Amendment Schedule Transferability of Securities April 2018 | |
| JSE Clear CCP approved rules September 2022 | |
| JSE Clear Rules - 06SEP2023 Includion of Securities Collateral approved | |
| JSE Listing requirements - JSE Consultation paper | |
| Notice - Approved amendments to the JSE Guarantee Fund rules | |
| Notice - Approved amendments to the JSE Guarantee Fund rules (1) | |
| Notice - approved listing requirements of EESE - Bonds and Notes | |
| Notice 1 of 2015_CR | |
| Notice 1 of 2016_CR | |
| Notice 1 of 2018- Notice of Exemption in respect of GCR | |
| Notice 131 of 2010 | |
| Notice 166 of 2010 | |
| Notice 2 of 2016_CR | |
| Notice 2074 of 2003 | |
| Notice 220 of Gov Gazette 45954 of 25 February 2022 | |
| Notice 3 of 2016 - Notice of Extension | |
| Notice 4 of 2016 - Notice of Extension | |
| Notice 468-Approved amendments to the JSE rules,derivatives rules and Currency derivatives rules - JSE Ombud Scheme | |
| Notice 5 of 2016 - Notice of Exemption in respect of MIS SA | |
| Notice 557 of 2006 | |
| Notice 569 of 2003, paragraphs 3, 4 and 6 amended by Notice 1874 of 2004 | |
| Notice 571 of 2003 | |
| Notice 572 and 573 of 2008 | |
| Notice 573 of 2003 | |
| Notice 574 of 2003 Replaced by Notice 2073 of 2003 | |
| Notice 574 of 2009 | |
| Notice 576 of 2003 | |
| Notice 586 - Approved amendments to the JSE Equities rules-Dealings in kruger | |
| Notice 586 - Approved amendments to the JSE Equities rules-Dealings in kruger | |
| Notice 612 - Approved amendments to IEX listing requirements | |
| Notice 612 - Approved amendments to IEX listing requirements | |
| Notice 778 of 2011 | |
| Notice 910 of 2010 | |
| Notice 911 of 2010 | |
| Notice 96 of 2005 | |
| Notice 983 of 2010 | |
| NOTICE- APPROVED AMENDMENTS TO THE JSE DERIVATIVES RULES | |
| Notice- Approved Amendments to the JSE Equities Rules | |
| Notice for Extension- Over_ the-Counter Derivative Providers (ODP) applications | |
| Notice of extension in terms of Regulation 43(1) of the FMA Regulations | |
| Notice Retirement Funds | |
| Notice-Approved amendments to the JSE Derivatives, Interest rate & Currency Derivatives and Fidelity Fund rules - recognition of JSE Clear's ICC & CCP Application | |
| Notice-approved amendments to the JSE Equities,interest rate & currency derivatives-disciplinary matters-penalties | |
| Notice-approved amendments to the JSE Listing requirements (Actively Managed Exchange Traded Funds) 09 Sept 2022 | |
| Notice-approved amendments to the JSE Listing requirements (Actively Managed Exchange Traded Funds) 09 Sept 2022 (1) | |
| Notice-approved amendments to the JSE Listing requirements (Actively Managed Exchange Traded Funds) 09 Sept 2022 (2) | |
| Notice-approved amendments to the JSE rules (Derivatives, interest rate and currency) | |
| Oct 2018 Consultation Report Conduct Standard published | |
| Oct 2018 Consultation report TR reporting obligations | |
| ODP Capital Adequacy Requirements Financial soundness Template | |
| Proposed Amendments to the JSE Listings Requirements 15 February 2019 | |
| Section 54 Notice of application for Trade Repository licence 01 October 2019 | |
| Strate Rule Amendments 2023 Q2 | |
| Strate Rules |
| FSCA Transformation Strategy | |
| FSCA Transformation Strategy | |
| Joint Roadmap for the development of a regulatory framework for Central Clearing in SA | |
| Joint Roadmap for the development of a regulatory framework for Central Clearing in SA | |
| Policy Document supporting the Declaration of crypto assets as a financial product | |
| Policy Document supporting the Declaration of crypto assets as a financial product | |
| Position paper Conduct policy proposals applicable to Third party Cell Captive Insurance 11 December 2019 | |
| Position paper Conduct policy proposals applicable to Third party Cell Captive Insurance 11 December 2019 | |
| Roadmap for the development and implementation of the Omni-CBR | |
| Roadmap for the development and implementation of the Omni-CBR |
| Ashburton Fund Managers (Pty) Ltd Notice of Sanction | |
| Ashburton Fund Managers (Pty) Ltd Notice of Sanction | |
| Du Toit Advisers CC Sanction Notice | |
| Du Toit Advisers CC Sanction Notice | |
| FSCA Communication 17 of 2024 (General) | |
| FSCA Communication 17 of 2024 (General) | |
| FSCA Communication 20 of 2024 (General) | |
| FSCA Communication 20 of 2024 (General) | |
| FSCA Communication 39 of 2024 (AMLCFT) | |
| FSCA Communication 39 of 2024 (AMLCFT) | |
| FSCA Communication 40 of 2024 (AMLCFT) | |
| FSCA Communication 40 of 2024 (AMLCFT) | |
| FSP 32190 Sunlight Financial Services (Pty) Ltd - Notice of Sanction 030724 (002) | |
| FSP 32190 Sunlight Financial Services (Pty) Ltd - Notice of Sanction 030724 (002) | |
| Mika Finansiele Dienste (Pty) Ltd FSP 2046 Notice of Sanction 05062024 (004) | |
| Mika Finansiele Dienste (Pty) Ltd FSP 2046 Notice of Sanction 05062024 (004) |
| NEFG-FSCA Directives - 27 February 2023 | |
| NEFG-Statutory Manager Report - 10 April 2023 | |
| NEFG-Statutory Manager Report - 11 December 2024 | |
| NEFG-Statutory Manager Report - 15 August 2022 | |
| NEFG-Statutory Manager Report - 18 May 2023 | |
| NEFG-Statutory Manager Report - 24 November 2022 | |
| NEFG-Statutory Manager Report - 25 October 2022 | |
| NEFG-Statutory Manager Report - 26 October 2023 | |
| NEFG-Statutory Manager Report - 29 September 2022 | |
| NEFG-Statutory Manager Report - 30 June 2023 | |
| NEFG-Statutory Manager Report - 31 August 2022 | |
| NEFG-Statutory Manager Report - 31 January 2023 | |
| NEFG-Statutory ManagerReport - 28 February 2023 |
List of Regulated Entities and Persons
SUMMATIVE LIST ARE PROVIDED FOR ALL ENTITIES REGISTERED AS AUTHORISED FINANCIAL PRODUCT PROVIDERS.
THE CONSUMERS CAN ALSO USE THIS SECTION TO SEARCH AND CONFIRM THE REGISTRATION STATUS OF FINANCIAL SERVICES PROVIDERS.
CIS Annual Report
| CIS Annual_Report2000 | |
| CIS Annual_Report2001 | |
| CIS Annual_Report2002 | |
| CIS Annual_Report2003 | |
| CIS Annual_Report2011 | |
| CIS Annual_Report2012 | |
| CIS Annual_Report2013 | |
| CIS Annual_Report2014 | |
| CIS Annual_Report2015 | |
| CIS Annual_Report2016 | |
| CIS Annual_Report2017 |
FSB Annual Reports
| FSB Annual Report 2008 | |
| FSB Annual Report 2009 | |
| FSB Annual Report 2010 | |
| FSB Annual Report 2011 | |
| FSB Annual Report 2012 | |
| FSB Annual Report 2013 | |
| FSB Annual Report 2014 | |
| FSB Annual Report 2015 | |
| FSB Annual Report 2016 | |
| FSB Annual Report 2017 |
FSCA Annual Reports
| FSCA Annual Report 2018 | |
| FSCA Annual Report 2018-19 | |
| FSCA Annual Report 2019-2020 | |
| FSCA Annual Report 2020-21 | |
| FSCA Annual Report 2021-2022 | |
| FSCA Integrated Annual Report 2022-23 | |
| FSCA Integrated Report 2023-24 |
FSCA Perimeter Report
| FSCA Perimeter Report 2020 |
Registrar of Friendly Societies Annual Report
| 2015 Annual Report of the Registrar of Friendly Societies | |
| Financial Services Board 2014 Annual Report of the Registrar of Friendly Societies | |
| Registrar of Friendly Societies - Fifty First annual report 2013 - issued August 2015 | |
| Registrar of Friendly Societies - Fifty Fourth Annual Report 2016 - issued March 2018 | |
| Registrar of Friendly Societies - Fifty-Fifth Annual Report 2017 - issued April 2019 | |
| Registrar of Friendly Societies - Forty-Eighth annual report 2010 - issued September 2012 | |
| Registrar of Friendly Societies Forty-Ninth annual report 2011 - issued October 2013 |
Registrar of Long-Term Insurance Annual Report
| 17th Annual Report of the Long Term Insurance 2014 | |
| 17th Annual Report of the Short Term Insurance 2014 | |
| 18th Annual Report of the Short Term Insurance 2015 | |
| 18th Annual Report on the Long Term Insurance 2015 | |
| 19th Annual Report of the Registrar of Long-term Insurance 2016 | |
| 19th Annual Report of the Registrar of Short-term Insurance 2016 | |
| 2015 ST Tables Tab 5 - 7 | |
| 2015 ST Tables Tab 8 | |
| 2015 ST Tables Tab 9 - 12 | |
| LT Tables 2015 |
Registrar of Pension Funds Annual Report (Not Retireent)
| Registrar of Pension Funds Annual Report 2007-2008 | |
| Registrar of Pension Funds Annual Report 2009 | |
| Registrar of Pension Funds Annual Report 2010 | |
| Registrar of Pension Funds Annual Report 2011 | |
| Registrar of Pension Funds Annual Report 2012 | |
| Registrar of Pension Funds Annual Report 2013 | |
| Registrar of Pension Funds Annual Report 2014 | |
| Registrar of Pension Funds Annual Report 2015 | |
| Registrar of Pension Funds Annual Report 2016 | |
| Registrar of Pension Funds Annual Report 2017 |
Retirement Fund Annual Reports
| 2022 Pensions Statistical Report Publication |