Supervisory Information
The function of the FSCA is defined in the Financial Sector Regulation Act, No 9 of 2017 (FSRA). The FSCA will further continue to supervise financial institutions in terms of the following Acts (Financial Sector Laws).
The FSCA and the financial sector laws empower the FSCA to make conduct standards. The FSCA and the Prudential Authority may make joint standards on matters of common interest. We may issue guidance notices and interpretation rulings.
Money Laundering
Money Laundering is the process used by criminals to hide, conceal or disguise the nature, source, location, disposition or movement of the proceeds of unlawful activities or any interest which anyone has in such proceeds.
Criminals who have generated an income from their criminal activities usually follow three common stages to launder their money. The first stage is commonly referred to as ‘placement’. This is when criminals introduce their illegally derived proceeds into legitimate financial systems. An example of this would be splitting a large portion of cash into smaller sums and thereafter depositing the smaller amounts into a bank account.
The second stage is called ‘layering’. During this stage the launderer engages in a series of transactions, conversions or movements of the funds in order to cloud the trail of the funds and separate them from their illegitimate source. The funds might be channeled through various means, for example the purchase and sale of financial products.
The third stage is ‘integration’. This generally ensues the successful stages of placement and layering. The launderer at this stage causes the funds to re-enter the economy and appear to be legitimate. The launderer might choose to invest the funds into real estate, luxury assets, or business ventures.
Although use of all three stages is common, it is not always utilised by the criminal who wishes to launder funds. In some instances, criminals may choose to merely ‘place’ the illegally derived funds into the economy by simply depositing the money into his or her bank account, without any layering occurring. They can withdraw the money and spend it at their will.
Financing of terrorism
Financing of terrorism is the collection or provision of funds for the purpose of enhancing the ability of an entity or anyone who is involved in terrorism or related activities to commit an act that is regarded as a terrorist act. Funds may be raised from legitimate sources, such as personal donations and profits from businesses and charitable organisations, as well as from criminal sources, such as the drug trade, the smuggling of weapons and other goods, fraud, kidnapping and extortion.
Terrorists and their funders generally require anonymity and often use strategies that are similar to those employed by money launderers to hide their money flows. However, there is a key difference between the two concepts: Money laundering involves property that is tainted by its criminal origin while financing of terrorism focuses on property that is tainted by its intended application.
Terrorist activity is defined in POCDATARA. In addition, the UNSC also identifies persons and entities involved in terrorism.
Proliferation of financing of weapons of mass destruction
Proliferation financing is the provision of funds or financial services used for the manufacturing, acquisition, possession, or dealing with nuclear, chemical or biological weapons in contravention of national laws or, where applicable, international obligations.
Proliferation financing, like terrorist financing, is focused on the intended application of funds or economic support, regardless of whether or not it involves proceeds of crime.
The UNSC also identifies persons, entities and countries involved in proliferation of financing.
Domestic AML/CFT/CPF Regulatory Regime
The FIC Act together with POCA, the Prevention and Combatting of Corrupt Activities Act, 2004 (PRECCA) and POCDATARA were introduced to combat money laundering, terrorist financing and proliferation financing.
The FIC Act introduces a regulatory framework of measures requiring certain categories of business (accountable institutions) to mitigate ML/TF/PF risks. Accountable institutions include, inter alia an authorised user of an exchange, a collective investment scheme manager and a financial services provider. Accountable institutions are required to take steps regarding customer due diligence, record-keeping, reporting of information to the FIC and governance. The FIC Act is also supported by the Money Laundering and Terrorist Financing Control Regulations.
The 2017 amendments to the FIC Act introduced a risk-based approach to customer due diligence. This means that Accountable Institutions should conduct enhanced due diligence for higher risk clients and simplified due diligence for lower risk clients. The FIC Act was most recently amended through the General Laws (Anti-Money Laundering and Combatting Terrorism Financing) Amendment Act, No 22 of 2022, published on 29 December 2022 in Government Gazette 47815 (www.gpwonline.co.za). These most recent amendments were required to remediate technical compliance deficiencies identified in South Africa’s AML/CFT/CPF regime during the mutual evaluation of South Africa by the Financial Action Task Force (FATF) and all accountable institutions are required to be knowledgeable of and accordingly comply with these amendments. See below the link to the media statement issued by the National Treasury on 06 January 2023 in respect of these amendments:
Media Statement - Enactment of Key Anti-Money Laundering and Combating of Terror Financing Laws
On a high level, the most recent amendments to the FIC Act relate to, inter alia, the following:
- Definition of beneficial ownership (section 1 of the FIC Act)
- Definition of domestic politically exposed person (section 1 of the FIC Act)
- Definition of foreign politically exposed person (section 1 of the FIC Act)
- Definition of prominent influential person (section 1 of the FIC Act)
- Definition of proliferation financing / financing activity (section 1 of the FIC Act)
- Provide for additional and ongoing due diligence measures (sections 21B and 21C of the FIC Act)
- Provide for the process followed where there are doubts about the veracity of information (section 21D of the FIC Act)
- Align provisions of schedule amendments (schedule 3A and 3B) as distinct from prominent influential persons (schedule 3C) (sections 21F, 21G, 21H, 79A, 79B and 79C of the FIC Act)
- Provide for provision related to United Nations Security Council (UNSC) Resolutions (sections 26A, 26B, 26C, 28A, 34 and 35 of the FIC Act)
- Risk management and compliance programme (section 42 of the FIC Act)
- Offences and provisions to impose administrative sanctions (sections 49A, 50, 52, 57, 59 and 64 of the FIC Act)
Refer to the link below for access to the General Laws Amendment Act No 22 of 2022:
https://www.gov.za/documents/general-laws-anti-money-laundering-and-combating-terrorism-financing-amendment-act-22-2022
The Schedules to the FIC Act were also amended in December 2022. New sectors previously not designated as accountable institutions are now included. Accountable institutions must ensure that they are appropriately registered with the FIC on its goAML system under the correct Schedule items and that in some instances, an accountable institution is required to register under more than one Schedule item. Refer below to the media release issued by the FIC in this regard as well as the latest FIC Act Schedules:
GOVERNMENT GAZETTE 47596 - 29 NOV 2022 (PDF, 228KB)
MEDIA RELEASE - SCHEDULE AMENDMENTS (PDF, 137KB)
Financial Intelligence Centre
The FIC uses financial data reported to it and other available data to develop financial intelligence, which it is able to make available to the competent authorities i.e. law enforcement agencies, South African Revenue Services and supervisory bodies for follow-up with investigations or to take administrative action.
Refer to the link below for access to the official website of the FIC:
https://www.fic.gov.za/Pages/Home.aspx
The Financial Sector Conduct Authority
The FSCA is responsible to supervise and enforce compliance with the FIC Act by authorised users of an exchange, collective investment scheme managers and financial services providers. The FSCA has delegated its obligation to supervise authorised users to the licensed exchanges. The FSCA may, however, still take enforcement action against authorised users. The FSCA conducts FIC Act supervision and enforcement on a risk-based approach. Supervisory activities include offsite supervision such as issuing directives to provide information and compliance returns as well as onsite supervision such as scoped onsite inspections and thematic reviews. The FSCA is also required to assist accountable institutions to improve their level of compliance through raising awareness. Awareness is raised by the FSCA through, for example, webinars, issuing communication and surveys.
The FSCA established a dedicated AML / CFT Supervision department to carry out the responsibilities of the FSCA as a supervisory body.
Contact the AML/CFT Supervision Team:
- Charl Geel: 012 367 7890 or charl.geel@fsca.co.za
- Michele Fourie: 012 367 7293 or michele.fourie@fsca.co.za
- Kgomotso Molefe: 012 367 7197 or Kgomotso.molefe@fsca.co.za
- Mpho Radebe: 012 422 2848 or mpho.radebe@fsca.co.za
Financial Action Task Force
The FATF is an inter-governmental body that focuses exclusively on combatting money laundering and funding terrorism. FATF is essentially a policy-making and standard setting body that promotes policies to combat money laundering and terrorist financing. South Africa is a member of FATF. In addition, it is also a member of the Eastern and Southern Africa Anti-Money Laundering Group (ESAAMLG), a regional body of the FATF which aims to support countries in the region to implement the global AML/CFT standards. The FSCA forms part of South Africa's delegation that attends FATF and ESAAMLG plenaries and aims to align its policies and process with the standards set by the FATF.
Refer to the link below for access to the official website of the FATF:
https://www.fatf-gafi.org/en/home.html
Refer to the link below for access to the official website of ESAAMLG:
https://www.esaamlg.org/
Grey listing
FATF issues statements where it identifies countries that are actively working with the FATF to address strategic deficiencies in their regimes to counter money laundering, terrorist financing, and proliferation financing. When the FATF places a jurisdiction under increased monitoring (also known as grey listing), it means the country has committed to resolve swiftly the identified strategic deficiencies within agreed timeframes and is subject to increased monitoring.
The FATF published their decision to include South Africa on its grey list on 24 February 2023. On even date, the FSCA and other supervisory bodies published related communication. The FSCA stands firm in its efforts to ensure a swift resolution of remaining deficiencies identified by the FATF and to help expedite the country's exit from the grey list. The FSCA will continue to develop and publish tools to assist the relevant sectors to improve their level of compliance. The FSCA will use the following methods to achieve this:
- Review and publish the AML / CFT Body of Knowledge
- Publication of CPD-accredited webinars and newsletters
- Presentations at face-to-face engagements with the industry
- Facilitating think-tanks where the industry can discuss complex matters to find solutions by the industry, for the industry
- Conducting offsite supervision
- Conducting onsite inspections in terms of a risk based approach
- Conducting supervisory engagements, particularly with groups
- Frequent engagements with industry bodies to share information and discuss matters of mutual concern
- Stay abreast of international AML / CFT developments
- Collaborate with the FIC and SARB:PA on AML / CFT matters
- Issue dissuasive and proportionate sanctions for non-compliance with the FIC Act
Communication issued in relation to the grey listing:
PRESS RELEASE - FATF GREYLISTING FSCA (PDF, 122KB)
| 4.4.1 Sector Risk Assessment - Short Version 31 May 2019 | |
| 4.4.1 Sector Risk Assessment - Short Version 31 May 2019 | |
| FSCA Sector Risk Assessment CIS Financial Advisory and Intermediary Services Sectors - April 2018 to December 2020 (April 2022) final | |
| FSCA Sector Risk Assessment CIS Financial Advisory and Intermediary Services Sectors - April 2018 to December 2020 (April 2022) final | |
| Securities Sector Risk Assessment Report April 2018 to December 2020 (February 2022) | |
| Securities Sector Risk Assessment Report April 2018 to December 2020 (February 2022) |
| 2011 - Binder Regulations | |
| 2011 - Insurance Groups | |
| 2011 - Intermediary Services and Related Remuneration | |
| 2011 - Microinsurance | |
| 2011 - Microinsurance in SA Implementation | |
| 2011 - Program | |
| 2011 - Regulatory Overview | |
| 2011 - Regulatory Projects | |
| 2011 - Risk Based Supervision | |
| 2011 - SAM Update | |
| 2011 - Treating Customers Fairly (TCF) | |
| 20110713LT2011Guidancemanualfinalversion2 | |
| 20110713LTQuarterly2011version2 | |
| 20111212_LT2011_qualitative_proposal_final_version_2 | |
| 20111212_LT2011_quantitative_proposal final_version_2 | |
| 2012 - FINAL Program 22 November 2012 Ins Regulatory Seminar | |
| 2012 - Regulatory Seminar 2012- Regulatory Projects (v1) | |
| 2012 - Regulatory Seminar -Overview | |
| 2012 - TCF pres for Insurance Regulatory Seminar Nov 2012 | |
| Cell Captive Review | |
| IAN PTA 22 Nov 2012 Insurance Seminar - SAM Project Update | |
| Regulatory Seminar - Binder Implementation (JD approved) | |
| Regulatory Seminar - Intermediary services and related remuneration | |
| Regulatory seminar - Outsourcing Directive |
| Amendment Notices GCoC and QEC for Approval as Compliance Officer (Parliament pack) | |
| Amendment Notices GCoC and QEC for Approval as Compliance Officer (Parliament pack) | |
| Amendments to FSRA Conduct Standard 1 of 2019 (PFA) | |
| Amendments to FSRA Conduct Standard 1 of 2019 (PFA) | |
| Conduct Standard - Delegation CIS (Parliament pack) | |
| Conduct Standard - Delegation CIS (Parliament pack) | |
| Conduct Standard for Banks (Parliament pack) | |
| Conduct Standard for Banks (Parliament pack) | |
| Conduct Standard on Net Asset Valuation Calculation and Pricing for CIS Portfolios (Parliament pack) | |
| Conduct Standard on Net Asset Valuation Calculation and Pricing for CIS Portfolios (Parliament pack) | |
| Conduct Standard-Conditions for investment in derivative instruments (Parliament Pack) | |
| Conduct Standard-Conditions for investment in derivative instruments (Parliament Pack) | |
| Conduct Standard-Minimum skills_training (Parliament Pack) | |
| Conduct Standard-Minimum skills_training (Parliament Pack) | |
| Conduct Standard-Payment of pf contributions (Parliament Pack) | |
| Conduct Standard-Payment of pf contributions (Parliament Pack) | |
| Conduct Standard-Requirements relating to third party cell captive insurance business (Parliament Pack) | |
| Conduct Standard-Requirements relating to third party cell captive insurance business (Parliament Pack) | |
| Conduct Standard-Smoothed Bonus Policies (Parliament Pack) | |
| Conduct Standard-Smoothed Bonus Policies (Parliament Pack) | |
| Draft amendments to Joint Standard 2 of 2020-Margin Requirements (Parliament Pack) | |
| Draft amendments to Joint Standard 2 of 2020-Margin Requirements (Parliament Pack) | |
| Draft Joint Standard X of 2023 - Cybersecurity and Cyber Resilience Requirements for financial institutions (Parliament Pack) | |
| Draft Joint Standard X of 2023 - Cybersecurity and Cyber Resilience Requirements for financial institutions (Parliament Pack) | |
| Draft Joint Standard X of 2023-IT Governance and Risk Management (Parliament Pack) | |
| Draft Joint Standard X of 2023-IT Governance and Risk Management (Parliament Pack) | |
| FAIS GCOC_SCOC ST DEPOSITS_FandP amendments (Parliament pack) | |
| FAIS GCOC_SCOC ST DEPOSITS_FandP amendments (Parliament pack) | |
| Joint Standard X of 2024 Outsourcing by Insurers (Parliamentary Pack) | |
| Joint Standard X of 2024 Outsourcing by Insurers (Parliamentary Pack) | |
| Prudential Standard X of 2024 - Regulation 28 Quarterly Reporting Requirements for Pension Funds | |
| Prudential Standard X of 2024 - Regulation 28 Quarterly Reporting Requirements for Pension Funds |
| Consent Order - Nongauza N Funeral Services v FSCA | |
| Decision - Allen Vivian Waterston v Altron Group Pension Fund & another | |
| Decision - Felicia Anthia Wilson v PFA & Others | |
| Decision - Gabriella Nonhlanhla Mncube v Emerald Life - FSP75.2023 | |
| Decision - Ganesan Moodley v PFA & Others | |
| Decision - K Mills v Eastern Cape Motors Holdings (Pty) Ltd | |
| Decision - Karen Joy Howard v SA Health Brokers - FSP49.2023 | |
| Decision - Mahomed Balil Ismail v Wesbank a division of FirstRand Bank Limited | |
| Decision - Sebenzile Jane Mtambo v PFA and Others | |
| Decision - Sello Moepye v Discovery Connect Distribution Services | |
| Decision - Suretha Beeputh v FSCA & Capitec Bank | |
| Decision - Thupetsi Phineas Lamola v FNB | |
| Decision - X-Span Logistics CC v PFA | |
| Ruling - L F Nxumalo v FNB |
| NEFG-FSCA Directives - 27 February 2023 | |
| NEFG-Statutory Manager Report - 10 April 2023 | |
| NEFG-Statutory Manager Report - 11 December 2024 | |
| NEFG-Statutory Manager Report - 15 August 2022 | |
| NEFG-Statutory Manager Report - 18 May 2023 | |
| NEFG-Statutory Manager Report - 24 November 2022 | |
| NEFG-Statutory Manager Report - 25 October 2022 | |
| NEFG-Statutory Manager Report - 26 October 2023 | |
| NEFG-Statutory Manager Report - 29 September 2022 | |
| NEFG-Statutory Manager Report - 30 June 2023 | |
| NEFG-Statutory Manager Report - 31 August 2022 | |
| NEFG-Statutory Manager Report - 31 January 2023 | |
| NEFG-Statutory ManagerReport - 28 February 2023 |
| 2023 fsca 3-year regulation plan[v2] | |
| 2023 fsca 3-year regulation plan[v2] | |
| 2024 FSCA 3-year Regulation Plan | |
| 2024 FSCA 3-year Regulation Plan | |
| FSCA Regulation Plan_1 April 2022 - 31 March 2025 | |
| FSCA Regulation Plan_1 April 2022 - 31 March 2025 |
| Annexure A to Guidance Note 12 | |
| Application Form | |
| CapitalNotice46207 | |
| FICActReg | |
| Guidance Note 12 | |
| Guidance Note 2A-CIS | |
| Guidance Note no. 1 | |
| Guidance Note no. 10 | |
| Guidance Note No. 10A | |
| Guidance Note No. 11 | |
| Guidance Note no. 2-CIS | |
| Guidance Note No. 6A | |
| Guidance Note no. 8 | |
| Guidance Note no. 9 | |
| Guidance Note no.3 | |
| Guidance Note no.4 | |
| Guidance Note no.5 | |
| Guidance Note no.6 | |
| Guidance Note no.7 |
| FSCA Communication 1 of 2024 (INS) | |
| FSCA Communication 1 of 2024 (INS) | |
| FSCA Communication 10 of 2024 (RF) | |
| FSCA Communication 10 of 2024 (RF) | |
| FSCA Communication 11 of 2024 (RF) | |
| FSCA Communication 11 of 2024 (RF) | |
| FSCA Communication 12 of 2024 (RF) | |
| FSCA Communication 12 of 2024 (RF) | |
| FSCA Communication 13 of 2024 | |
| FSCA Communication 13 of 2024 | |
| FSCA Communication 14 of 2024 (FM) | |
| FSCA Communication 14 of 2024 (FM) | |
| FSCA Communication 15 of 2024 (FM) | |
| FSCA Communication 15 of 2024 (FM) | |
| FSCA Communication 16 of 2024 (RF) | |
| FSCA Communication 16 of 2024 (RF) | |
| FSCA Communication 17 of 2024 (General) | |
| FSCA Communication 17 of 2024 (General) | |
| FSCA Communication 18 of 2024 (RF) | |
| FSCA Communication 18 of 2024 (RF) | |
| FSCA Communication 19 of 2024 (FM) | |
| FSCA Communication 19 of 2024 (FM) | |
| FSCA Communication 20 of 2024 (General) | |
| FSCA Communication 20 of 2024 (General) | |
| FSCA Communication 21 of 2024 (RF) | |
| FSCA Communication 21 of 2024 (RF) | |
| FSCA Communication 22 of 2024 (RF) | |
| FSCA Communication 22 of 2024 (RF) | |
| FSCA Communication 23 of 2024 (FAIS) | |
| FSCA Communication 23 of 2024 (FAIS) | |
| FSCA Communication 24 of 2024 (RF) | |
| FSCA Communication 24 of 2024 (RF) | |
| FSCA Communication 25 of 2024 (RF) | |
| FSCA Communication 25 of 2024 (RF) | |
| FSCA Communication 26 of 2024 (FM) | |
| FSCA Communication 26 of 2024 (FM) | |
| FSCA Communication 27 of 2024 (RF) | |
| FSCA Communication 27 of 2024 (RF) | |
| FSCA Communication 28 of 2024 (RF) | |
| FSCA Communication 28 of 2024 (RF) | |
| FSCA Communication 29 of 2024 (RF) | |
| FSCA Communication 29 of 2024 (RF) | |
| FSCA Communication 3 of 2024 (RF) | |
| FSCA Communication 3 of 2024 (RF) | |
| FSCA Communication 30 of 2024 (CIS) | |
| FSCA Communication 30 of 2024 (CIS) | |
| FSCA Communication 31 of 2024 (RF) | |
| FSCA Communication 31 of 2024 (RF) | |
| FSCA Communication 32 of 2024(RF) | |
| FSCA Communication 32 of 2024(RF) | |
| FSCA Communication 33 of 2024 (RF) | |
| FSCA Communication 33 of 2024 (RF) | |
| FSCA Communication 34 of 2024 (FAIS) | |
| FSCA Communication 34 of 2024 (FAIS) | |
| FSCA Communication 35 of 2024 (RF) | |
| FSCA Communication 35 of 2024 (RF) | |
| FSCA Communication 36 of 2024 (GENERAL) | |
| FSCA Communication 36 of 2024 (GENERAL) | |
| FSCA Communication 37 of 2024 (RF) | |
| FSCA Communication 37 of 2024 (RF) | |
| FSCA Communication 38 of 2024 (FAIS) | |
| FSCA Communication 38 of 2024 (FAIS) | |
| FSCA Communication 39 of 2024 (AMLCFT) | |
| FSCA Communication 39 of 2024 (AMLCFT) | |
| FSCA Communication 4 of 2024 (RF) | |
| FSCA Communication 4 of 2024 (RF) | |
| FSCA Communication 40 of 2024 (AMLCFT) | |
| FSCA Communication 40 of 2024 (AMLCFT) | |
| FSCA Communication 5 of 2024 (CIS) | |
| FSCA Communication 5 of 2024 (CIS) | |
| FSCA Communication 6 of 2024 (INS) | |
| FSCA Communication 6 of 2024 (INS) | |
| FSCA Communication 7 of 2024 (RF) | |
| FSCA Communication 7 of 2024 (RF) | |
| FSCA Communication 8 of 2024 (CIS) | |
| FSCA Communication 8 of 2024 (CIS) | |
| FSCA Communication 9 of 2024 (GENERAL) | |
| FSCA Communication 9 of 2024 (GENERAL) | |
| Joint Communication 1 of 2024 | |
| Joint Communication 1 of 2024 | |
| Joint Communication 2 of 2024 | |
| Joint Communication 2 of 2024 | |
| Joint Communication 3 of 2024 | |
| Joint Communication 3 of 2024 | |
| Joint Communication 4 of 2024 | |
| Joint Communication 4 of 2024 | |
| Joint Communication 5 of 2024 | |
| Joint Communication 5 of 2024 | |
| Joint Communication 6 of 2024 | |
| Joint Communication 6 of 2024 | |
| Joint Communication 7 of 2024 | |
| Joint Communication 7 of 2024 |
| FSCA INTERPRETATION RULING 1 OF 2020 (RF) and FSCA COMMUNICATION 10 OF 2020 (RF) | |
| FSCA INTERPRETATION RULING 1 OF 2020 (RF) and FSCA COMMUNICATION 10 OF 2020 (RF) | |
| FSCA Interpretation Ruling 1 of 2024 RF, Consultation Report and FSCA Communication 7 of 2024 | |
| FSCA Interpretation Ruling 1 of 2024 RF, Consultation Report and FSCA Communication 7 of 2024 |
List of Acts administered by the Financial Sector Conduct Authority
- Collective Investment Schemes Control Act (Act 45 of 2002)
- Credit Rating Services Act (Act 24 of 2012)
- Financial Advisory and Intermediaries Services Act (FAIS Act)(Act 37 of 2002)
- Financial Institutions (Protection of Funds) Act (Act 28 of 2001)
- Financial Intelligence Centre Act (Act 38 of 2001)
- Financial Markets Act (Act 19 of 2012)
- Financial Sector and Deposit Insurance Levies
- Financial Sector and Deposit Insurance Levies (Administration) and Deposit Insurance Premiums
- Financial Sector Regulation Act (Act 9 of 2017)
- Friendly Societies Act (Act 25 of 1956)
- Insurance Act (Act 18 of 2017)
- Long-term Insurance Act (Act 52 of 1998)
- Pension Funds Act, 24 (Act 24 of 1956)
- Short-term Insurance Act (Act 53 of 1998)
Warning!!
The Financial Sector Conduct Authority does not guarantee that the Acts displayed on this website reflect the most recent version of those Acts after any possible amendments.
The FSCA is not liable for any loss sustained or prejudice caused by a disregard of this warning.
| FSCA Conduct Standard 3 of 2020 (BANKS)-Banks | Conduct Standard for Banks |
| Application by JSE Clear in terms of section 49(4) of the FMA to amend a licence condition (24.07.2024) | |
| Application by JSE Clear in terms of section 49(4) of the FMA to amend a licence condition (24.07.2024) | |
| Approved amendments to the JSE Equities rules-Off bookBuild Trade | |
| Approved amendments to the JSE Equities rules-Off bookBuild Trade | |
| Approved amendments to the JSE Listing requirements-Delegation | |
| Approved amendments to the JSE Listing requirements-Delegation | |
| BN 711 of 2025 -Approved amendments to the JSE Listing requirements - Delegation | |
| BN 711 of 2025 -Approved amendments to the JSE Listing requirements - Delegation | |
| BN 736 OF 2025- Approved amendments to the JSE Equities Rules - Off BookBuild Trades | |
| BN 736 OF 2025- Approved amendments to the JSE Equities Rules - Off BookBuild Trades | |
| FSCA FM Notice 1 of 2025 | |
| FSCA FM Notice 1 of 2025 | |
| FSCA FM Notice 2 of 2025 | |
| FSCA FM Notice 2 of 2025 | |
| Joint Notice 1 of 2025 | |
| Joint Notice 1 of 2025 | |
| Joint Notice 2 of 2025 | |
| Joint Notice 2 of 2025 | |
| Joint Standard 1 of 2025 - Criteria for exemption of external CCPs and TRs | |
| Joint Standard 1 of 2025 - Criteria for exemption of external CCPs and TRs |
| Approved amendment JSE Listing Req - Section 22-Rejuvenation Project | |
| Approved amendments JSE Debt list Req-Rejuvenation Project | |
| Approved amendments JSE Listing Req - Section 18-Rejuvenation Project | |
| Approved amendments JSE Listing Req-References of section 19-Rejuvenation Project | |
| Approved amendments JSE listing Req-Section 19 removal | |
| Approved amendments JSE listing Req-Section 19 removal | |
| Approved amendments JSE Listing Req-Section 4 | |
| Approved amendments JSE Listing Req-Section 4 | |
| Approved amendments to the IEX listing requirements - inclusion of REITS | |
| Approved amendments to the IEX listing requirements - inclusion of REITS | |
| Approved amendments to the JSE Equities rules-Dealings in Krugerrands | |
| Approved amendments to the JSE Equities rules-Dealings in Krugerrands | |
| Approved amendments to the JSE Listing Requirements-Market Segmentation Project | |
| Approved amendments to the JSE Listing Requirements-Market Segmentation Project | |
| Approved Amendments to the rules of Strate (18 October 2024) | |
| BN 649 of 2024-Approved amendments to the JSE Litsing Requirements-Market Segmentation Project | |
| BN 649 of 2024-Approved amendments to the JSE Litsing Requirements-Market Segmentation Project | |
| Board Notice 675-Approved amendments to the JSE Debt Listing Req-Rejuvenation Project | |
| Board Notice 675-Approved amendments to the JSE Debt Listing Req-Rejuvenation Project | |
| Board Notice 676-approved amendments to the JSE Listing Req-Rejuvenation Project | |
| Board Notice 676-approved amendments to the JSE Listing Req-Rejuvenation Project | |
| Board Notice 679 of 2024 – Approved amendments to the rules of Strate (Pty) Ltd (18 October 2024) | |
| CTSE Section 9(4) Notice of Amendment (Address Change) - Published 21 June 2024 in Business Day | |
| CTSE Section 9(4) Notice of Amendment (Address Change) - Published 21 June 2024 in Business Day | |
| CTSE Section 9(4) Notice of Amendment (Address Change)- Published 23 June 2024 in City Press | |
| CTSE Section 9(4) Notice of Amendment (Address Change)- Published 23 June 2024 in City Press | |
| FSCA FM Notice 1 of 2024 | |
| FSCA FM Notice 1 of 2024 | |
| IE Section (9)(4) Notice of Amendment ( Address Change) - Published 28 January 2024 on City Press | |
| IE Section (9)(4) Notice of Amendment ( Address Change) - Published 28 January 2024 on City Press | |
| IE Section (9)(4) Notice of Amendment ( Address Change) - Published 29 January 2024 on Business day | |
| IE Section (9)(4) Notice of Amendment ( Address Change) - Published 29 January 2024 on Business day | |
| Joint Notice 2 of 2024 - Determination of regulatory reporting in terms of Joint Standard 2 of 2020 | |
| Notice 586 - Approved amendments to the JSE Equities rules-Dealings in kruger | |
| Notice 586 - Approved amendments to the JSE Equities rules-Dealings in kruger | |
| Notice 612 - Approved amendments to IEX listing requirements | |
| Notice 612 - Approved amendments to IEX listing requirements |
| Conduct Standard 3 of 2025 – Requirements for Managers of Collective Investment Schemes | Conduct Standard 3 of 2025 (CIS) - Requirements for Managers of Collective Investment Schemes | |
| Conduct Standard 3 of 2025 – Requirements for Managers of Collective Investment Schemes | Conduct Standard 3 of 2025 (CIS) - Requirements for Managers of Collective Investment Schemes | |
| FSCA CIS Notice 1 of 2025 | Exemption of CI Collective Investments (RF) (Pty) Ltd from Certain Requirements of Board Notice 90 of 2014 | |
| FSCA CIS Notice 1 of 2025 | Exemption of CI Collective Investments (RF) (Pty) Ltd from Certain Requirements of Board Notice 90 of 2014 | |
| FSCA CIS Notice 2 of 2025 | Exemption of Managers of Money Market Portfolios from certain requirements of Board Notice 90 of 2014 | |
| FSCA CIS Notice 2 of 2025 | Exemption of Managers of Money Market Portfolios from certain requirements of Board Notice 90 of 2014 | |
| FSCA CIS Notice 3 of 2025 | Exemption of Coronation Management Company (RF) (Pty) Ltd | |
| FSCA CIS Notice 3 of 2025 | Exemption of Coronation Management Company (RF) (Pty) Ltd | |
| FSCA CIS Notice 4 of 2025 | Exemption of CI Collective Investments (RF) (PTY) LTD from Certain Provisions of Board Notice 90 of 2014 | |
| FSCA CIS Notice 4 of 2025 | Exemption of CI Collective Investments (RF) (PTY) LTD from Certain Provisions of Board Notice 90 of 2014 |
| FSCA CIS Notice 2 of 2024 | Exemption of Managers of Collective Investment Schemes from certain requirements of Board Notice 52 of 2015 | |
| FSCA CIS Notice 2 of 2024 | Exemption of Managers of Collective Investment Schemes from certain requirements of Board Notice 52 of 2015 | |
| FSCA CIS Notice 1 of 2024 | Exemption of Boutique Collective Investments (RF) (Pty) Ltd from certain provisions of Board Notice 778 of 2011 | |
| FSCA CIS Notice 1 of 2024 | Exemption of Boutique Collective Investments (RF) (Pty) Ltd from certain provisions of Board Notice 778 of 2011 | |
| FSCA CIS Notice 2 of 2024 and FSCA Communication 5 of 2024 | ||
| FSCA CIS Notice 2 of 2024 and FSCA Communication 5 of 2024 | ||
| FSCA CIS Notice 3 of 2024 | Exemption of 27four Collective Investments Limited from certain provisions of Board Notice 778 of 2011 | |
| FSCA CIS Notice 3 of 2024 | Exemption of 27four Collective Investments Limited from certain provisions of Board Notice 778 of 2011 | |
| FSCA CIS Notice 4 of 2024 | Exemption of Ci Collective Investments (RF) (Pty) Ltd from certain provisions of Board Notice 90 of 2014 | |
| FSCA CIS Notice 4 of 2024 | Exemption of Ci Collective Investments (RF) (Pty) Ltd from certain provisions of Board Notice 90 of 2014 | |
| FSCA CIS Notice 5 of 2024 | Exemption of Sygnia Collective Investments (RF) (PTY) from certain requirements of Board Notice 90 of 2014 | |
| FSCA CIS Notice 5 of 2024 | Exemption of Sygnia Collective Investments (RF) (PTY) from certain requirements of Board Notice 90 of 2014 |
| FSCA CRA Notice 1 of 2024 | Notice of receipt of application for registration – Care Ratings South Africa (Pty) Ltd | |
| FSCA CRA Notice 1 of 2024 | Notice of receipt of application for registration – Care Ratings South Africa (Pty) Ltd | |
| FSCA CRA Notice 2 of 2024 | Exemption of Fitch Ratings Limited from Section 3(2) and Certain Regulated Persons From Section 4(1) of the Credit Ratings Services Act, 2012 | |
| FSCA CRA Notice 2 of 2024 | Exemption of Fitch Ratings Limited from Section 3(2) and Certain Regulated Persons From Section 4(1) of the Credit Ratings Services Act, 2012 | |
| FSCA CRA Notice 3 of 2024 | Exemption of Sovereign Ratings (Pty) Ltd from section 15 of the Credit Ratings Services Act, 2012 | |
| FSCA CRA Notice 3 of 2024 | Exemption of Sovereign Ratings (Pty) Ltd from section 15 of the Credit Ratings Services Act, 2012 | |
| FSCA CRA Notice 4 of 2024 | Notice of Registration of CARE Ratings SA | |
| FSCA CRA Notice 4 of 2024 | Notice of Registration of CARE Ratings SA |
| FSCA CRA Notice 1 of 2023 | Exemption of Global Credit Rating Co. (Pty) Ltd from sections 3 and 4(1)(a) of the Financial Sector and Deposit Insurance Levies Act, 2022 | |
| FSCA CRA Notice 1 of 2023 | Exemption of Global Credit Rating Co. (Pty) Ltd from sections 3 and 4(1)(a) of the Financial Sector and Deposit Insurance Levies Act, 2022 | |
| FSCA CRA Notice 2 of 2023 | Exemption of Sovereign Africa Ratings (Pty) Ltd from Paragraph 21(1) of General Notice 1258 of 2022: Levies for Financial Institutions, 2022 | |
| FSCA CRA Notice 2 of 2023 | Exemption of Sovereign Africa Ratings (Pty) Ltd from Paragraph 21(1) of General Notice 1258 of 2022: Levies for Financial Institutions, 2022 |
| Board Notice 89 of 2018 | Notice on the Form of Licence, 2018 |
| Board Notice 194 of 2017 | Determination of Fit and Proper Requirements for Financial Services Providers, 2017 | |
| Board Notice 51 of 2017 | Amendment Notice on the determination of recognised qualifications for |
| FSCA FAIS Notice 87 of 2025 | Exemption of Governation Investments South Africa (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 87 of 2025 | Exemption of Governation Investments South Africa (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 34 of 2025 | Exemption of Exemption of Velociti Financial Services (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 34 of 2025 | Exemption of Exemption of Velociti Financial Services (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 35 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 9 of 2025 | |
| FSCA FAIS Notice 35 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 9 of 2025 | |
| FSCA FAIS Notice 36 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 10 of 2025 | |
| FSCA FAIS Notice 36 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 10 of 2025 | |
| FSCA FAIS Notice 37 of 2025 | Lists of Qualifications Recognised for Financial Services Providers, Key Individuals and Representatives, 2025 | |
| FSCA FAIS Notice 37 of 2025 | Lists of Qualifications Recognised for Financial Services Providers, Key Individuals and Representatives, 2025 | |
| FSCA FAIS Notice 38 of 2025 | Exemption of African Infrastructure Investment Managers Proprietary Limited, 2025 | |
| FSCA FAIS Notice 38 of 2025 | Exemption of African Infrastructure Investment Managers Proprietary Limited, 2025 | |
| FSCA FAIS Notice 39 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 11 of 2025 | |
| FSCA FAIS Notice 39 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 11 of 2025 | |
| FSCA FAIS Notice 40 of 2025 | Amendment of FSCA FAIS Notice 35 of 2025 | |
| FSCA FAIS Notice 40 of 2025 | Amendment of FSCA FAIS Notice 35 of 2025 | |
| FSCA FAIS Notice 41 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 12 of 2025 | |
| FSCA FAIS Notice 41 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 12 of 2025 | |
| FSCA FAIS Notice 42 of 2025 | Exemption of Bridford Financial Services (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 42 of 2025 | Exemption of Bridford Financial Services (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 43 of 2025 | Exemption of SPC Financial Services (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 43 of 2025 | Exemption of SPC Financial Services (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 44 of 2025 | Amendment of FSCA FAIS Notice 73 of 2023 | |
| FSCA FAIS Notice 44 of 2025 | Amendment of FSCA FAIS Notice 73 of 2023 | |
| FSCA FAIS Notice 45 of 2025 | Exemption of Exemption of BSQD Financial Services (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 45 of 2025 | Exemption of Exemption of BSQD Financial Services (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 46 of 2025 | Amendment of FSCA FAIS Notice 36 of 2025 | |
| FSCA FAIS Notice 46 of 2025 | Amendment of FSCA FAIS Notice 36 of 2025 | |
| FSCA FAIS Notice 47 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 13 of 2025 | |
| FSCA FAIS Notice 47 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 13 of 2025 | |
| FSCA FAIS Notice 48 of 2025 | Withdrawal of Authorisation, No 4 of 2025 | |
| FSCA FAIS Notice 48 of 2025 | Withdrawal of Authorisation, No 4 of 2025 | |
| FSCA FAIS Notice 49 of 2025 | Suspension of Authorisation, No 3 of 2025 | |
| FSCA FAIS Notice 49 of 2025 | Suspension of Authorisation, No 3 of 2025 | |
| FSCA FAIS Notice 50 of 2025 | Lifting of Suspension of Authorisation, No 4 of 2025 | |
| FSCA FAIS Notice 50 of 2025 | Lifting of Suspension of Authorisation, No 4 of 2025 | |
| FSCA FAIS Notice 51 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 14 of 2025 | |
| FSCA FAIS Notice 51 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 14 of 2025 | |
| FSCA FAIS Notice 52 of 2025 | Exemption of Novare Impact Investment Partners (Pty) Ltd | |
| FSCA FAIS Notice 52 of 2025 | Exemption of Novare Impact Investment Partners (Pty) Ltd | |
| FSCA FAIS Notice 53 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 15 of 2025 | |
| FSCA FAIS Notice 53 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 15 of 2025 | |
| FSCA FAIS Notice 54 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 16 of 2025 | |
| FSCA FAIS Notice 54 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 16 of 2025 | |
| FSCA FAIS Notice 55 of 2025 | Amendment of FSCA FAIS Notice 21 of 2025 | |
| FSCA FAIS Notice 55 of 2025 | Amendment of FSCA FAIS Notice 21 of 2025 | |
| FSCA FAIS Notice 56 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 17 of 2025 | |
| FSCA FAIS Notice 56 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 17 of 2025 | |
| FSCA FAIS Notice 57 of 2025 | Notice on Amendment of Exemptions, 2025 | |
| FSCA FAIS Notice 57 of 2025 | Notice on Amendment of Exemptions, 2025 | |
| FSCA FAIS Notice 58 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 18 of 2025 | |
| FSCA FAIS Notice 58 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 18 of 2025 | |
| FSCA FAIS Notice 59 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 19 of 2025 | |
| FSCA FAIS Notice 59 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 19 of 2025 | |
| FSCA FAIS Notice 60 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 20 of 2025 | |
| FSCA FAIS Notice 60 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 20 of 2025 | |
| FSCA FAIS Notice 61 of 2025 | Withdrawal of Authorisation, No 5 of 2025 | |
| FSCA FAIS Notice 61 of 2025 | Withdrawal of Authorisation, No 5 of 2025 | |
| FSCA FAIS Notice 62 of 2025 | Suspension of Authorisation, No 4 of 2025 | |
| FSCA FAIS Notice 62 of 2025 | Suspension of Authorisation, No 4 of 2025 | |
| FSCA FAIS Notice 63 of 2025 | Lifting of Suspension of Authorisation, No 5 of 2025 | |
| FSCA FAIS Notice 63 of 2025 | Lifting of Suspension of Authorisation, No 5 of 2025 | |
| FSCA FAIS Notice 64 of 2025 | Provisional Withdrawal of Authorisation, No 2 of 2025 | |
| FSCA FAIS Notice 64 of 2025 | Provisional Withdrawal of Authorisation, No 2 of 2025 | |
| FSCA FAIS Notice 65 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 21 of 2025 | |
| FSCA FAIS Notice 65 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 21 of 2025 | |
| FSCA FAIS Notice 66 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 22 of 2025 | |
| FSCA FAIS Notice 66 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 22 of 2025 | |
| FSCA FAIS Notice 67 of 2025 | Exemption of Simply Comply (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 67 of 2025 | Exemption of Simply Comply (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 68 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 23 of 2025 | |
| FSCA FAIS Notice 68 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 23 of 2025 | |
| FSCA FAIS Notice 69 of 2025 | Exemption of Amalfi Financial Services Pty (Ltd) Ltd, 2025 | |
| FSCA FAIS Notice 69 of 2025 | Exemption of Amalfi Financial Services Pty (Ltd) Ltd, 2025 | |
| FSCA FAIS Notice 70 of 2025 | Exemption of Maxima Advisors (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 70 of 2025 | Exemption of Maxima Advisors (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 71 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 24 of 2025 | |
| FSCA FAIS Notice 71 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 24 of 2025 | |
| FSCA FAIS Notice 72 of 2025 | Withdrawal of Authorisation, No 6 of 2025 | |
| FSCA FAIS Notice 72 of 2025 | Withdrawal of Authorisation, No 6 of 2025 | |
| FSCA FAIS Notice 73 of 2025 | Suspension of Authorisation, No 5 of 2025 | |
| FSCA FAIS Notice 73 of 2025 | Suspension of Authorisation, No 5 of 2025 | |
| FSCA FAIS Notice 74 of 2025 | Provisional Withdrawal of Authorisation, No 3 of 2025 | |
| FSCA FAIS Notice 74 of 2025 | Provisional Withdrawal of Authorisation, No 3 of 2025 | |
| FSCA FAIS Notice 75 of 2025 | Exemption of Glacier Financial Solutions, 2025 | |
| FSCA FAIS Notice 75 of 2025 | Exemption of Glacier Financial Solutions, 2025 | |
| FSCA FAIS Notice 76 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 25 of 2025 | |
| FSCA FAIS Notice 76 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 25 of 2025 | |
| FSCA FAIS Notice 77 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 26 of 2025 | |
| FSCA FAIS Notice 77 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 26 of 2025 | |
| FSCA FAIS Notice 78 of 2025 | Exemption of InterestMe Pty (Ltd), 2025 | |
| FSCA FAIS Notice 78 of 2025 | Exemption of InterestMe Pty (Ltd), 2025 | |
| FSCA FAIS Notice 79 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 27 of 2025 | |
| FSCA FAIS Notice 79 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 27 of 2025 | |
| FSCA FAIS Notice 80 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 28 of 2025 | |
| FSCA FAIS Notice 80 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 28 of 2025 | |
| FSCA FAIS Notice 81 of 2025 | Withdrawal of Authorisation, No 7 of 2025 | |
| FSCA FAIS Notice 81 of 2025 | Withdrawal of Authorisation, No 7 of 2025 | |
| FSCA FAIS Notice 82 of 2025 | Suspension of Authorisation, No 6 of 2025 | |
| FSCA FAIS Notice 82 of 2025 | Suspension of Authorisation, No 6 of 2025 | |
| FSCA FAIS Notice 83 of 2025 | Lifting of Suspension of Authorisation, No 6 of 2025 | |
| FSCA FAIS Notice 83 of 2025 | Lifting of Suspension of Authorisation, No 6 of 2025 | |
| FSCA FAIS Notice 84 of 2025 | Provisional Withdrawal of Authorisation, No 4 of 2025 | |
| FSCA FAIS Notice 84 of 2025 | Provisional Withdrawal of Authorisation, No 4 of 2025 | |
| FSCA FAIS Notice 85 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 29 of 2025 | |
| FSCA FAIS Notice 86 of 2025 | Exemption of MSM Property Fund (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 86 of 2025 | Exemption of MSM Property Fund (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 88 of 2025 | Exemption of Cornerstone Financial Planning (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 88 of 2025 | Exemption of Cornerstone Financial Planning (Pty) Ltd, 2025 | |
| FSCA FAIS Notice 89 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 30 of 2025 | |
| FSCA FAIS Notice 89 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 30 of 2025 | |
| FSCA FAIS Notice 90 of 2025 | Amendment of Form and Manner of Registration of Exemption of Certain Persons Conducting Financial Services Related Business with Private Equity Funds, 2025 | |
| FSCA FAIS Notice 90 of 2025 | Amendment of Form and Manner of Registration of Exemption of Certain Persons Conducting Financial Services Related Business with Private Equity Funds, 2025 | |
| FSCA FAIS Notice 91 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 31 of 2025 | |
| FSCA FAIS Notice 91 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 31 of 2025 | |
| FSCA FAIS Notice 92 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 32 of 2025 | |
| FSCA FAIS Notice 92 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 32 of 2025 | |
| FSCA FAIS Notice 93 of 2025 | ||
| FSCA FAIS Notice 94 of 2025 | Lifting of suspension | |
| FSCA FAIS Notice 95 of 2025 | Exemption of BNP Paribas Asset Management Europe in respect of certain clients, 2025 | |
| FSCA FAIS Notice 96 of 2025 | Exemption of Natixis Investment Managers UK Limited in respect of Certain Clients, 2025 | |
| FSCA FAIS Notice 97 of 2025 | Exemption of Particular Persons from Competence and Fee Requirements, No. 33 of 2025 | |
| FSCA FAIS Notice 98 of 2025 | Exemption of Momentum Wealth (Pty) Ltd, 2025 | |
| FSCA Information Request 2 of 2025 (FAIS) and Questionnaire | Request for information – Crypto Asset-related activities performed by Crypto Asset Service Providers. | |
| FSCA Information Request 2 of 2025 (FAIS) and Questionnaire | Request for information – Crypto Asset-related activities performed by Crypto Asset Service Providers. |
| FSCA FAIS Notice 57 of 2024 | Exemption of Macquarie Bank Ltd London Branch in respect of Certain Clients, 2024 | |
| FSCA FAIS Notice 9 of 2024 | Exemption of British International Investment plc in respect of Certain Clients, 2024 | |
| FSCA FAIS Notice 9 of 2024 | Exemption of British International Investment plc in respect of Certain Clients, 2024 | |
| FSCA FAIS Notice 1 of 2024 | Amendment of FSCA FAIS Notice 86 of 2023 | |
| FSCA FAIS Notice 1 of 2024 | Amendment of FSCA FAIS Notice 86 of 2023 | |
| FSCA FAIS Notice 10 of 2024 | Exemption of AG Merchant Capital Markets (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 10 of 2024 | Exemption of AG Merchant Capital Markets (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 11 of 2024 | Exemption of Vision One Financial Service (PTY) Ltd, 2024 | |
| FSCA FAIS Notice 11 of 2024 | Exemption of Vision One Financial Service (PTY) Ltd, 2024 | |
| FSCA FAIS Notice 12 of 2024 | Exemption of Particular Persons from Competence Requirements and fee requirements, No.3 of 2024 | |
| FSCA FAIS Notice 12 of 2024 | Exemption of Particular Persons from Competence Requirements and fee requirements, No.3 of 2024 | |
| FSCA FAIS Notice 13 of 2024 | Exemption of Strategic Capital Partners (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 13 of 2024 | Exemption of Strategic Capital Partners (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 14 of 2024 | Exemption of Afri Sure Express Brokers (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 14 of 2024 | Exemption of Afri Sure Express Brokers (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 15 of 2024 | Exemption of Asi Broker Administration (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 15 of 2024 | Exemption of Asi Broker Administration (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 16 of 2024 | Exemption of British International Investment Holdings Limited (SA Branch) in respect of Certain Clients, 2024 | |
| FSCA FAIS Notice 16 of 2024 | Exemption of British International Investment Holdings Limited (SA Branch) in respect of Certain Clients, 2024 | |
| FSCA FAIS Notice 17 of 2024 | Amendment of FSCA FAIS Notice 10 of 2023 | |
| FSCA FAIS Notice 17 of 2024 | Amendment of FSCA FAIS Notice 10 of 2023 | |
| FSCA FAIS Notice 18 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No.4 of 2024 | |
| FSCA FAIS Notice 18 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No.4 of 2024 | |
| FSCA FAIS Notice 2 of 2024 | Exemption of Progressive Commercial Financial Services (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 2 of 2024 | Exemption of Progressive Commercial Financial Services (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 24 of 2024 | Exemption of Amity Investment Solutions (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 25 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No.7 of 2024 | |
| FSCA FAIS Notice 26 of 2024 | Withdrawal of Authorisation, No 1 of 2024 | |
| FSCA FAIS Notice 27 of 2024 | Suspension of Authorisation, No 1 of 2024 | |
| FSCA FAIS Notice 28 of 2024 | Lifting of Suspension of Authorisation, No 1 of 2024 | |
| FSCA FAIS Notice 29 of 2024 | Reinstatement of Withdrawal of Authorisation, No 1 of 2024 | |
| FSCA FAIS Notice 3 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No. 1 of 2024 | |
| FSCA FAIS Notice 3 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No. 1 of 2024 | |
| FSCA FAIS Notice 30 of 2024 | Exemption of Batho Batsho Bakopane Funeral Administrators (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 31 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No.8 of 2024 | |
| FSCA FAIS Notice 32 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No.9 of 2024 | |
| FSCA FAIS Notice 33 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No.10 of 2024 | |
| FSCA FAIS Notice 34 of 2024 | Withdrawal of Authorisation, No 2 of 2024 | |
| FSCA FAIS Notice 35 of 2024 | Suspension of Authorisation, No 2 of 2024 | |
| FSCA FAIS Notice 36 of 2024 | Lifting of Suspension of Authorisation, No 2 of 2024 | |
| FSCA FAIS Notice 37 of 2024 | Exemption of Intermede Investment Partners Limited in respect of certain clients, 2024 | |
| FSCA FAIS Notice 38 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No. 11 of 2024 | |
| FSCA FAIS Notice 39 of 2024 | Amendment of Exemption of Groups Are Us (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 4 of 2024 | Amendment of FSCA FAIS Notice 35 of 2023 | |
| FSCA FAIS Notice 4 of 2024 | Amendment of FSCA FAIS Notice 35 of 2023 | |
| FSCA FAIS Notice 40 of 2024 | Exemption of Pretorium Trust Co-Operative Ltd t/a Pretorium Trust, 2023 | |
| FSCA FAIS Notice 41 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No. 12 of 2024 | |
| FSCA FAIS Notice 42 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No. 13 of 2024 | |
| FSCA FAIS Notice 43 of 2024 | Exemption of XF Investments (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 44 of 2024 | Exemption of Swiss Reinsurance Company and Swiss Re Europe S.A., 2024 | |
| FSCA FAIS Notice 45 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No 14 of 2024 | |
| FSCA FAIS Notice 46 of 2024 | Exemption of Agents of Flash Mobile Vending (Pty) LTd from certain provisions of the Financial Advisory and Intermediary Services Act, 2002 | |
| FSCA FAIS Notice 47 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No 15 of 2024 | |
| FSCA FAIS Notice 48 of 2024 | Withdrawal of Authorisation, No 2 of 2024 | |
| FSCA FAIS Notice 49 of 2024 | Suspension of Authorisation, No 2 of 2024 | |
| FSCA FAIS Notice 5 of 2024 | Exemption of Real Broker Solutions (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 5 of 2024 | Exemption of Real Broker Solutions (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 50 of 2024 | Lifting of Suspension of Authorisation, No 2 of 2024 | |
| FSCA FAIS Notice 51 of 2024 | Reinstatement of Withdrawal of Authorisation, No 2 of 2024 | |
| FSCA FAIS Notice 52 of 2024 | Provisional Withdrawal of Authorisation, No 1 of 2024 | |
| FSCA FAIS Notice 53 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No 16 of 2024 | |
| FSCA FAIS Notice 54 of 2024 | Exemption of Rand Water, 2024 | |
| FSCA FAIS Notice 55 of 2024 | Amendment of FSCA FAIS Notice 23 of 2024 | |
| FSCA FAIS Notice 56 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No 17 of 2024 | |
| FSCA FAIS Notice 58 of 2024 | Exemption of Structured Investment Products South Africa (Pty) Ltd t/a SIP Nordic South Africa, 2024 | |
| FSCA FAIS Notice 59 of 2024 | Exemption of Efficient Corporate Solutions (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 6 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No. 2 of 2024 | |
| FSCA FAIS Notice 6 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No. 2 of 2024 | |
| FSCA FAIS Notice 60 of 2024 | Amendment of Exemption of Certain FSPs from the PI and Fidelity Insurance Cover Requirements, 2024 | |
| FSCA FAIS Notice 61 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No. 18 of 2024 | |
| FSCA FAIS Notice 62 of 2024 | Exemption of Kaizen Capital Management PTE. Ltd in respect of Certain Clients, 2024 | |
| FSCA FAIS Notice 63 of 2024 | Suspension of Authorisation, No 4 of 2024 | |
| FSCA FAIS Notice 64 of 2024 | Exemption of AMI Underwriting Managers (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 65 of 2024 | Exemption of Advicecube (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 66 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No. 19 of 2024 | |
| FSCA FAIS Notice 67 of 2024 | Exemption of Verso Health (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 68 of 2024 | Withdrawal of Authorisation, No 4 of 2024 | |
| FSCA FAIS Notice 69 of 2024 | Suspension of Authorisation, No 5 of 2024 | |
| FSCA FAIS Notice 7 of 2024 | Exemption of Raine Securities LLC in respect of Certain Clients, 2024 | |
| FSCA FAIS Notice 7 of 2024 | Exemption of Raine Securities LLC in respect of Certain Clients, 2024 | |
| FSCA FAIS Notice 70 of 2024 | Lifting of Suspension of Authorisation, No 4 of 2024 | |
| FSCA FAIS Notice 71 of 2024 | Reinstatement of Withdrawal of Authorisation, No 3 of 2024 | |
| FSCA FAIS Notice 72 of 2024 | This Exemption is called the Exemption of Panmure Liberum Limited in respect of Certain Clients, 2024 | |
| FSCA FAIS Notice 73 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No. 20 of 2024 | |
| FSCA FAIS Notice 74 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No. 21 of 2024 | |
| FSCA FAIS Notice 75 of 2024 | Exemption of Shell International Ltd and Shell Treasury Centre Ltd, 2024 | |
| FSCA FAIS Notice 76 of 2024 | Amendment of Exemption of Persons Rendering a Financial Service in relation to Crypto Assets from Certain Requirements, 2024 | |
| FSCA FAIS Notice 77 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No. 22 of 2024. | |
| FSCA FAIS Notice 78 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No 23 of 2024 | |
| FSCA FAIS Notice 79 of 2024 | Exemption of South African Nuclear Pool Administrators (Pty) Ltd | |
| FSCA FAIS Notice 8 of 2024 | Exemption of Prime Asset Managers (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 8 of 2024 | Exemption of Prime Asset Managers (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 80 of 2024 | Exemption of 21st Century Life (Pty) Ltd T/A 21st Century Life, 2024 | |
| FSCA FAIS Notice 81 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No 24 of 2024 | |
| FSCA FAIS Notice 82 of 2024 | Exemption of CGIB (Pty) Ltd, 2024 | |
| FSCA FAIS Notice 83 of 2024 | Exemption of Particular Persons from Competence and Fee Requirements, No 25 of 2024 | |
| FSCA FAIS Notices 4 of 2025 | Reinstatement of Withdrawal of Authorisation, No 1 of 2025 |
| FSCA GENERAL Notice 2 of 2020 | Extension of period for compliance with various requirements related to the submission of statutory returns, 2020 |
| FSRA Compliance Extension Notice 1 of 2019 (LTIA) | Extension of period for compliance with rule 19 of the Policyholder Protection Rules (Long-term Insurance), 2017 and Regulation 3.9A of the Regulations under the Long-term Insurance Act, 1998 (Act No. 52 of 1998) | |
| FSRA Compliance Extension Notice 1 of 2019 (PFA) | Extension of period referred to in paragraph 20 of FSRA Conduct Standard No. 1 of 2019 (PFA) | |
| FSRA Compliance Extension Notice 1 of 2019 (STIA) and FSCA Communication 7 of 2019 | Extension of period for compliance with Regulation 4.2(3) of the Regulations under the Short-term Insurance Act, 1998 (Act No. 53 of 1998) | |
| FSRA Compliance Extension Notice 2 of 2019 (LTIA) and FSCA Communication 7 of 2019 | ||
| FSRA Compliance Extension Notice 2 of 2019 (PFA) and FSCA Communication 5 of 2019 (PFA) | Extension of period for compliance with Regulation 38 of the Regulations under the Pension Funds Act, 1956 (Act No. 24 of 1956) by certain funds |
| FSCA GENERAL Notice 3 of 2020 | Exemption by the Financial Sector Conduct Authority of certain persons from Joint Standard 1 of 2020 made under Sections 107 and 159(1) of the Financial Sector Regulation Act, 2017 |
| FSCA CISCA Notice 1 of 2019 (CIS) | Exemption of FEDGROUP participation Bond Managers (RF) (PTY) LTD, from certain provisions of Board Notice 65 of 2014 | |
| FSRA Exemption Notice 1 of 2019 (LTIA) | Exemption of certain insurers from Rule 19 of the Policyholder Protection Rules (Long-term Insurance) and Regulation 3.9A of the Regulations under the Long-term Insurance Act, 1998 | |
| FSRA Exemption Notice 2 of 2019 (LTIA) | ||
| FSRA Exemption Notice 3 of 2019 (LTIA) | Exemption of Lewis Stores (Pty) Limited from the Regulation 5.9.1 of the Short-term Insurance Act, 1998 and Regulation 3.22.1 of the Long-term Insurance Act, 1998 | |
| FSRA Exemption Notice 4 of 2019 (STIA) | Exemption of SASRIA SOC Limited from Rule 13.4 of the Policyholder Protection Rules (Short-term Insurance) | |
| FSRA Exemption Notice 5 of 2019 (LTIA) | Exemption of certain microinsurers from Rule 2A.10.1 of the Policyholder Protection Rules (Long-term Insurance) |
| FSCA General Notice 1 of 2024 | Determination of fees charged by the Financial Sector Conduct Authority |
| FSRA Notice 1 of 2019 (GENERAL) | Determination of fees charged by the Financial Sector Conduct Authority | |
| FSRA Notice 1 of 2019 (INSURANCE) | Request for information on personal lines claims reported in the 2018 calendar year Annexure A to FSRA Notice 1 of 2019 (INSURANCE) |
| FSCA Conduct Standard 1 of 2025 (General) | Requirements for financial institutions providing financial education initiatives, 2025 |
| Joint Notice 1 of 2024 - Commencement - Cybersecurity Joint Standard | |
| Joint Standard 2 of 2024 - Cybersecurity & Cyber resilience Requirements |
| Board Notice 101 of 2015 | Levies on Financial Institutions | |
| Board Notice 140 of 2015 | Exemption of a Category of Persons conducting the business of a Hedge Fund from certain provisions of the Collective Investment Schemes Control ACT, 2002 | |
| Board Notice 52 of 2015 | Determination on the Requirements for Hedge Funds | |
| Board Notice 70 of 2015 | Determination on the Requirements for Hedge Funds | |
| Board Notice 84 of 2015 | Capital Requirements with which a Manager of a Collective Investment Shceme in Hedge Funds must Comply |
| FSCA Information Request 1 of 2025 (INS) | Request for information on personal lines claims reported in the 2024 calendar year | |
| FSCA Information Request 1 of 2025 (INS) | Request for information on personal lines claims reported in the 2024 calendar year | |
| FSCA INS Notice 1 of 2025 | Amendment of FSCA INS Notice 4 of 2024 | |
| FSCA INS Notice 1 of 2025 | Amendment of FSCA INS Notice 4 of 2024 | |
| FSCA INS Notice 2 of 2025 | Exemption of Total Risk Administrators (Pty) Ltd from Regulation 6.2 (3), 2025 | |
| FSCA INS Notice 2 of 2025 | Exemption of Total Risk Administrators (Pty) Ltd from Regulation 6.2 (3), 2025 | |
| FSCA INS Notice 3 of 2025 | Exemption of Lloyd’s open market correspondents from section 8(2)(d) of the Short-term Insurance Act, 2025 | |
| FSCA INS Notice 3 of 2025 | Exemption of Lloyd’s open market correspondents from section 8(2)(d) of the Short-term Insurance Act, 2025 | |
| FSCA INS Notice 4 of 2025 | Exemption of Vulindlela Underwriting Managers (Pty) Ltd from Regulation 6.2(3) of the Regulations under the Short-term Insurance Act, 1998 | |
| FSCA INS Notice 4 of 2025 | Exemption of Vulindlela Underwriting Managers (Pty) Ltd from Regulation 6.2(3) of the Regulations under the Short-term Insurance Act, 1998 | |
| FSCA INS Notice 5 of 2025 | Exemption of Emerald Risk Transfer (Pty) Ltd from Regulation 6.2(3) of the Regulations under the Short-term Insurance Act, 1998 | |
| FSCA INS Notice 5 of 2025 | Exemption of Emerald Risk Transfer (Pty) Ltd from Regulation 6.2(3) of the Regulations under the Short-term Insurance Act, 1998 | |
| Government Notice No.5885 of 21 February 2025 | Short-term Insurance Act No. 53 of 1998: Penalty for failure to furnish Authority with returns etc; and - Long-term Insurance Act No. 52 of 1998: Penalty for failure to furnish Authority with returns etc. | |
| Government Notice No.5885 of 21 February 2025 | Short-term Insurance Act No. 53 of 1998: Penalty for failure to furnish Authority with returns etc; and - Long-term Insurance Act No. 52 of 1998: Penalty for failure to furnish Authority with returns etc. |
| FSCA Information Request 1 of 2024 (INS) | Request for information on personal lines claims reported in the 2023 calendar year | |
| FSCA Information Request 1 of 2024 (INS) | Request for information on personal lines claims reported in the 2023 calendar year | |
| FSCA INS Notice 1 of 2024 | Amendment of FSCA INS Notice 4 of 2020 | |
| FSCA INS Notice 1 of 2024 | Amendment of FSCA INS Notice 4 of 2020 | |
| FSCA INS Notice 2 of 2024 | Amendment of FSCA INS Notice 5 of 2020 | |
| FSCA INS Notice 2 of 2024 | Amendment of FSCA INS Notice 5 of 2020 | |
| FSCA INS Notice 3 of 2024 | Exemption of Microinsurers from Rule 2A.6.1 of the Policyholder Protection Rules (Long-term Insurance), 2017 | |
| FSCA INS Notice 4 of 2024 | Exemption of Flash Mobile Vending (Pty) Ltd from certain provisions of the Long-term Insurance Act, 1998 | |
| FSCA INS Notice 5 of 2024 | Exemption of Discovery Health (Pty) Limited from Regulation 6.2 (3) under the Short-term Insurance Act, 1998 | |
| FSCA INS Notice 6 of 2024 | Withdrawal of Exemption of Hollard Insurance Company Limited and Blue Ocean Underwriting Managers Company Ltd from Regulation 5.3 of the Regulations under the Short-Term Insurance Act, 1998 | |
| FSCA INS Notice 7 of 2024 | Exemption of Lloyd’s and Lloyd’s underwriters from Regulations 6.2(A)(2) and 6.3(1)(p), and Rule 13 of the Policyholder Protection Rules, under the Short-term Insurance Act, 2024 | |
| FSCA INS Notice 8 of 2024 | Exemption of Chubb Insurance from Rule 13.4 of the Policyholder Protection Rules (Short-term Insurance), 2024 | |
| Government Notice No.4404 and 4405 of 23 February 2024 | Short-term Insurance Act No. 53 of 1998: Penalty for failure to furnish Authority with returns etc; and Long-term Insurance Act No. 52 of 1998: Penalty for failure to furnish Authority with returns etc. | |
| Joint Standard 1 of 2024 - Outsourcing by Insurers | Joint Standard 1 of 2024 - Outsourcing by Insurers |
| ODP Capital Adequacy Requirements Financial soundness Template |
| Application Index for ODPs_for Banks | ||
| Application Index for ODPs_for non Banks | ||
| FSCA Financial Markets Act, 19 of 2012 | ||
| FSCA Instructions for ODP | ||
| Notice for Extension- Over_ the-Counter Derivative Providers (ODP) applications |
| FSCA Conduct Standard 2 of 2025 (RF) | Conditions Prescribed in respect of Pension Fund Benefit Administrators | |
| FSCA Conduct Standard 2 of 2025 (RF) | Conditions Prescribed in respect of Pension Fund Benefit Administrators | |
| FSCA RF Notice 1 of 2025 | Withdrawal of Directive 157.A.i (LT) and PF Notice 2 of 2014 | |
| FSCA RF Notice 1 of 2025 | Withdrawal of Directive 157.A.i (LT) and PF Notice 2 of 2014 | |
| FSCA RF Notice 10 of 2025 | Determination of Forms in respect of Submissions by Pension Fund Benefit Administrators | |
| FSCA RF Notice 10 of 2025 | Determination of Forms in respect of Submissions by Pension Fund Benefit Administrators | |
| FSCA RF Notice 11 of 2025 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 11 of 2025 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 12 of 2025 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 12 of 2025 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 13 of 2025 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 13 of 2025 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 14 of 2025 | Exemption of Municipal Employees Pension Fund from the requirements of Sections 13 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 14 of 2025 | Exemption of Municipal Employees Pension Fund from the requirements of Sections 13 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 15 of 2025 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 15 of 2025 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 16 of 2025 | Notice of intention to cancel section 28 non-compliant funds, in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 16 of 2025 | Notice of intention to cancel section 28 non-compliant funds, in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 17 of 2025 | Exemption of certain liquidators from section 28(12) the Pension Funds Act, 1956 and Notice of intention to cancel registration in terms of section 28(15) the Pension Funds Act, 1956 | |
| FSCA RF Notice 17 of 2025 | Exemption of certain liquidators from section 28(12) the Pension Funds Act, 1956 and Notice of intention to cancel registration in terms of section 28(15) the Pension Funds Act, 1956 | |
| FSCA RF Notice 18 of 2025 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 18 of 2025 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 19 of 2025 | ||
| FSCA RF Notice 2 of 2025 | Exemption of specific funds from the requirements of section 7A(1) of the Pension Funds Act, 1956,1 of 2024 | |
| FSCA RF Notice 2 of 2025 | Exemption of specific funds from the requirements of section 7A(1) of the Pension Funds Act, 1956,1 of 2024 | |
| FSCA RF Notice 20 of 2025 | ||
| FSCA RF Notice 3 of 2025 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 3 of 2025 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 4 of 2025 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 4 of 2025 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 5 of 2025 | Conditions Prescribed in respect of Pension Fund Benefit Administrators | |
| FSCA RF Notice 5 of 2025 | Conditions Prescribed in respect of Pension Fund Benefit Administrators | |
| FSCA RF Notice 6 of 2025 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 6 of 2025 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 7 of 2025 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 7 of 2025 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 8 of 2025 | Exemption of retail funds in relation to amalgamations and transfers from the requirements of section 14(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 8 of 2025 | Exemption of retail funds in relation to amalgamations and transfers from the requirements of section 14(1) of the Pension Funds Act, 1956 | |
| FSCA RFNotice 9 of 2025 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RFNotice 9 of 2025 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 |
| FSCA Prudential Standard 1 of 2024 | Regulation 28 Quarterly Reporting Requirements for Pension Funds | |
| FSCA RF Notice 1 of 2024 | Exemption of specific funds from the requirements of section 7A(1) of the Pension Funds Act, 1956,1 of 2024 | |
| FSCA RF Notice 1 of 2024 | Exemption of specific funds from the requirements of section 7A(1) of the Pension Funds Act, 1956,1 of 2024 | |
| FSCA RF Notice 10 of 2024 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 11 of 2024 | Exemption of certain funds from the requirements of sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 12 of 2024 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 13 of 2024 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 14 of 2024 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 15 of 2024 | Exemption of certain funds from the requirements of Sections 15(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 16 of 2024 | Exemption of Pension Funds from Certain Requirements of Prudential Standard 1 of 2024 (RF) – Regulation 28 Quarterly Requirements for Pension Funds | |
| FSCA RF Notice 17 of 2024 | Determination of Conditions for Purposes of the definition of Legacy Retirement Annuity Policy | |
| FSCA RF Notice 18 of 2024 | Exemption of funds from certain provisions of FSRA Conduct Standard No. 1 of 2019(PFA) | |
| FSCA RF Notice 19 of 2024 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 2 of 2024 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 2 of 2024 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 20 of 2024 | Exemption of specific funds from the requirements of section 7A(1) of the Pension Funds Act, 1956,1 of 2024 | |
| FSCA RF Notice 21 of 2024 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 22 of 2024 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| FSCA RF Notice 23 of 2024 | Exemption of certain in relation to specific participating employers from the requirements of the Pension Funds Act, 1956 | |
| FSCA RF Notice 24 of 2024 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 25 of 2024 | Determination of Format for Regulation 28 Quarterly Non-Compliance Reports | |
| FSCA RF Notice 3 of 2024 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 3 of 2024 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 4 of 2024 | Exemption of certain funds from the requirements of Sections 9A and 16 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 5 of 2024 and FSCA Communication 11 of 2024 RF | Extension of period for compliance: Completing of first 11 modules of the TTK | |
| FSCA RF Notice 6 of 2024 and FSCA Communication 11 of 2024 RF | Determination of date of completion of modules 12 to 22 of the TTK | |
| FSCA RF Notice 7 of 2024 | Exemption of certain funds in relation to specific participating employers from the requirements of section 28 of the Pension Funds Act, 1956 | |
| FSCA RF Notice 8 of 2024 | Determination of Format and Manner of Regulation 28 Quarterly Reports | |
| FSCA RF Notice 9 of 2024 | Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act, 1956 | |
| Information Request 2 of 2024(RF) | Request for information on administration fees relating to the two-component system | |
| Information Request 3 of 2024(RF) | Request for information in respect of Board members of Retirement Funds |
| FSCA Transformation Strategy | |
| FSCA Transformation Strategy | |
| Joint Roadmap for the development of a regulatory framework for Central Clearing in SA | |
| Joint Roadmap for the development of a regulatory framework for Central Clearing in SA | |
| Policy Document supporting the Declaration of crypto assets as a financial product | |
| Policy Document supporting the Declaration of crypto assets as a financial product | |
| Position paper Conduct policy proposals applicable to Third party Cell Captive Insurance 11 December 2019 | |
| Position paper Conduct policy proposals applicable to Third party Cell Captive Insurance 11 December 2019 | |
| Roadmap for the development and implementation of the Omni-CBR | |
| Roadmap for the development and implementation of the Omni-CBR |
| Ashburton Fund Managers (Pty) Ltd Notice of Sanction | |
| Ashburton Fund Managers (Pty) Ltd Notice of Sanction | |
| Du Toit Advisers CC Sanction Notice | |
| Du Toit Advisers CC Sanction Notice | |
| FSCA Communication 17 of 2024 (General) | |
| FSCA Communication 17 of 2024 (General) | |
| FSCA Communication 20 of 2024 (General) | |
| FSCA Communication 20 of 2024 (General) | |
| FSCA Communication 39 of 2024 (AMLCFT) | |
| FSCA Communication 39 of 2024 (AMLCFT) | |
| FSCA Communication 40 of 2024 (AMLCFT) | |
| FSCA Communication 40 of 2024 (AMLCFT) | |
| FSP 32190 Sunlight Financial Services (Pty) Ltd - Notice of Sanction 030724 (002) | |
| FSP 32190 Sunlight Financial Services (Pty) Ltd - Notice of Sanction 030724 (002) | |
| Mika Finansiele Dienste (Pty) Ltd FSP 2046 Notice of Sanction 05062024 (004) | |
| Mika Finansiele Dienste (Pty) Ltd FSP 2046 Notice of Sanction 05062024 (004) |
| NEFG-FSCA Directives - 27 February 2023 | |
| NEFG-Statutory Manager Report - 10 April 2023 | |
| NEFG-Statutory Manager Report - 11 December 2024 | |
| NEFG-Statutory Manager Report - 15 August 2022 | |
| NEFG-Statutory Manager Report - 18 May 2023 | |
| NEFG-Statutory Manager Report - 24 November 2022 | |
| NEFG-Statutory Manager Report - 25 October 2022 | |
| NEFG-Statutory Manager Report - 26 October 2023 | |
| NEFG-Statutory Manager Report - 29 September 2022 | |
| NEFG-Statutory Manager Report - 30 June 2023 | |
| NEFG-Statutory Manager Report - 31 August 2022 | |
| NEFG-Statutory Manager Report - 31 January 2023 | |
| NEFG-Statutory ManagerReport - 28 February 2023 |