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FAIS
Compliance Reports
2005
Page Title
2005 Compliance Reports
Write-ups
The 2005 compliance report was published on 8 April 2005 as Board Notice 39 of 2005. Compliance report must be submitted 2 months after the providers reporting date. Refer to Table A below for the reporting date.
No extension will be granted
Table A
TABLE A
Column One
Provider's Financial year-end
Column Two
Reporting Date
31 January 2005
31 July 2005
28 February 2005
31 August 2005
31 March 2005
30 September 2005
30 April 2005
31 October 2005
31 May 2005
30 November 2005
30 June 2005
31 December 2005
31 July 2005
31 December 2005
31 August 2005
31 December 2005
30 September 2005
31 December 2005
31 October 2005
31 December 2005
30 November 2005
31 December 2005
31 December 2005
31 December 2005
The reporting period is from authorisation date up to the reporting date
The report can be submitted electronically or in hard copy.
Please note that
hardcopy reports
that
are
incorrectly
completed
will be returned
and regarded
as not submitted.
The
same
validations is used for the hardcopy and the electronic reports, so
if you can not import it electronically do not send in the hard copy as
it will be
rejected
please make the changes and resubmit.
The report can be submitted electronically or in hard copy.
Please note that
hardcopy reports
that
are
incorrectly
completed
will be returned
and regarded
as not submitted.
The
same
validations is used for the hardcopy and the electronic reports, so
if you can not import it electronically do not send in the hard copy as
it will be
rejected
please make the changes and resubmit.
SUBMIT THE REPORT
2 WEEKS
IN ADVANCE TO ENSURE THAT YOU CAN MAKE ANY CHANGES REQUIRED.
HARDCOPY REPORTS ARE ONLY ACCEPTED IF
POSTED
OR
HAND DELIVERED.
Copy of the report is available in .pdf format only
click here to open the report. (Should you experience any problems you need to obtain a copy of the report form the Government Printers)
ELECTRONIC SUBMISSIONS (PREFERRED METHOD)
Click here to download the Compliance Software User Guide.
Financial service providers and compliance officers are encouraged to use the electronic submission method. To register for the program please
click here
;
PLEASE NOTE
that the software programme used in previous years is no longer available. It has been replaced by the online submission.
Please ensure that your e-mail address is correct on the website. Should you have any enquiries relating the submission of the report please send an e-mail to
faisfins@fsb.co.za
If you are registered and require a updated list of FSPs on your compliance officer number please complete the registration information and click on FSP list.
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