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# The Respondent has applied to the Financial Services Tribunal for reconsideration of the Authority’s decision. 
* Upon application by the Respondents to the Financial Service Tribunal, the order granted by the Authority is accordingly suspended pending the decision of the Financial Services Tribunal. 


  
Contravention
Respondents/defendants
Outcome
  
  
10/10/2023
Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.
Mrs Haroldine Millicent Roberts.​​
Copy of orderPress Release
10/10/2023
Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.
FA Allard and Sons Funeral Undertakers CC trading as Allard Funeral Fund and Mr Dario Allard.
Copy of orderPress Release
10/4/2023
Enforceable undertaking in terms of section 151(1) of the Financial Sector Regulation Act​ 9 0f 2017​​
S&P Global Ratings Europe Limited South Africa Branch ("SPGRE-SA")​
Copy of order
9/13/2023
Enforceable undertaking in terms of section 151(1) of the Financial Sector Regulation Act​ 9 0f 2017​
Ms Noluthando Primrose Singo
Copy of order
9/7/2023
Enforceable undertaking in terms of section 151(1) of the Financial Sector Regulation Act​, 2017​
Universal Insurance Administrators (Pty) Ltd​
Copy of order
8/31/2023
In terms of section 151(1) of the Finan​cial Sector Regulation Act No. 9 of 2017 (FSR Act)​
Ithala​
Copy of order
8/21/2023
In terms of section 153(1)(c) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)​
Oupa Aaron Madonsela
Copy of order
8/21/2023
Contravened section 7(1) of the FAIS Act and section 5(1) of the Insurance Act.​
EJ Funerals
Copy of order
8/21/2023
Contravened section 7(1) of the FAIS Act and section 5(1) of the Insurance Act.
John Graveyard Innovation
Copy of order
7/5/2023
Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.







​​

Ababuthi​​​​​
Copy of order
7/5/2023

Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.










Booysen Funeral Services​

Copy of Order
7/5/2023
Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.









​Khulana Funeral Directors

Copy of Order
7/5/2023

​Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.​

Nomakholwa

Copy of Order
7/5/2023

​Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.​

Dirisanang Funeral Services

Copy of Order
7/5/2023

​Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.

​Interactive Trading​

Copy of Order
7/5/2023

​Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.​

Leroi Funeral Services

Copy of Order
7/5/2023

​Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.​

Magudulela Estate Services

Copy of Order
7/5/2023

​Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.​

Mbara Funeral Directors​

Copy of Order
7/5/2023

Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.​


Melumzansi Funeral Services

Copy of Order
7/5/2023

Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.


Mosikare Funeral Services

Copy of Order
7/5/2023

Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.


Omphile Boitumelo Funeral Services

Copy of Order
7/5/2023

Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.​


Phaphama Funeral Services

Copy of Order
7/5/2023

Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.​


Prestige FSP

Copy of Order
7/5/2023

​Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.​


Sizwe Setshaba Funeral Services

Copy of Order
7/5/2023

​Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.​

Tshepo Hope Funerals

Copy of Order
7/5/2023

​Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.​

Elexzia Group

Copy of Order
7/5/2023

​Contravened section 7(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 and section 5(1) of the Insurance Act 18 of 2017.​

Matekenya Funeral Undertaker and Burial Society

Copy of Order
5/3/2023
JP Markets SA (Pty) Ltd (JP Markets) contravened section 2 of the Over-the-Counter Derivative Provider (ODP) Regulations (The Regulations published under Government Notice R98 in Government Gazette 41433 of 9 February 2018, in terms of the Financial Markets Act, 19 of 2012) read with section 111(1) of the Financial Sector Regulation Act, 2017 (the FSR Act) by operating as an ODP without authorization.​
JP Markets SA (Pty) Ltd​
An administrative penalty of R100 000.00​
Copy of Order
3/30/2023
In terms of section 153(1)(a) and/or 153(1)(c) and 153(2) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)​

Moselane Mahlangu​
Debarment Order​
Copy of Order
3/30/2023
Mr Moselane Mahlangu (Mahlangu) contravened section 7(1) of the Financial Advisory and Intermediary Services Act (FAIS Act)​
Moselane Mahlangu​
Penalty Order
Copy of Order
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