| 4/16/2024 | Enforceable undertaking in terms of section 151 of the Financial Sector Regulation Act, 9 of 2017 | Nirvesh Financial Services
| | Copy of order | |
| 4/16/2024 | Enforceable undertaking in terms of section 151 of the Financial Sector Regulation Act, 2017
| Gundo Negukhula NMG Holdings (Pty) Ltd
| | Copy of order | |
| 4/12/2024 | Section 7(1) of the Financial Advisory and Intermediary Services Act (FAIS Act), No. 37 of 2002
| | Administrative penalty of R500 000 (inclusive of costs)
| Copy of order | Press release |
| 4/5/2024 | In terms of section 167(1)(a) of the FSR Act
| Ms. Shelly Ann du Plessis
| Administrative penalty of R1 million (inclusive of costs)
| Copy of order | |
| 4/5/2024 | In terms of section 167(1)(a) of the FSR Act
| | Administrative penalty of R1 million
| Copy of order | |
| 4/5/2024 | In terms of section 167(1)(a) of the FSR Act
| Veracity Markets (Pty) Ltd
| Administrative penalty of R10 million
| Copy of order | |
| 4/4/2024 | In terms of section 42(1) of the Determination of Fit and Proper Requirements for Financial Services Providers, 2017,
| | Administrative penalty of R100 000 (inclusive of costs)
| Copy of order | |
| 4/4/2024 | In terms of section 42(1) of the Determination of Fit and Proper Requirements for Financial Services Providers, 2017
| Ms. Madhubala Lila Patel
| Administrative penalty of R100 000 (inclusive of costs)
| Copy of order | |
| 4/4/2024 | In terms of section 167(1)(a) of the FSR Act
| Nirvesh Financial Services (Pty) Ltd
| Administrative penalty of R1 million (inclusive of costs)
| Copy of order | |
| 4/3/2024 | In terms of terms of section 167(1) of the FSR Act
| Mr Kgomotso Raymond Lebepe - Maadima (Pty) Ltd
| Administrative penalty of R 400 000 (inclusive of costs)
| Copy of order | |
| 4/3/2024 | In terms of section 153(1)(a) read with section 153(2) (a), (b) and (c) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)
| Mr Sandile Innocent Shezi
| | Copy of order | |
| 4/3/2024 | In terms of terms of section 167(1) of the FSR Act
| Itradefxlive (Pty) Ltd and Mr Sandile Innocent Shezi
| Administrative penalty of R 1 000 000 (inclusive of costs)
| Copy of order | |
| 3/28/2024 | In terms of 153(1)(A) and (C) read with section 153(2) of Financial Sector Regulation Act. No.9 of 2017 (FSR Act)
| Mr Coenraad Barend Nolte Botha
| | Copy of order | Press Release |
| 3/28/2024 | In terms of section 167(1)(a) of the FSR Act
| Mr Coenraad Barend Nolte Botha
| | Copy of order | Press Release |
| 3/25/2024 | Enforceable undertaking in terms of Section 151(1) of the Financial Sector Regulation Act, 2017
| Greenway Burial Society CC
| | Copy of order | |
| 3/25/2024 | Enforceable undertaking in terms of Section 151(1) of the Financial Sector Regulation Act, 2017
| Mhlangaveza Family Assurance (Pty) Ltd
| | Copy of order | |
| 3/25/2024 | Enforceable undertaking in terms of Section 151(1) of the Financial Sector Regulation Act, 2017
| | | Copy of order | |
| 3/25/2024 | Enforceable undertaking in terms of Section 151(1) of the Financial Sector Regulation Act, 2017
| Retswelapele Funeral Services
| | Copy of order | |
| 3/25/2024 | Enforceable undertaking in terms of Section 151(1) of the Financial Sector Regulation Act, 2017
| | | Copy of order | |
| 3/19/2024 | Administrative penalty order in terms of Section 167 of the Financial Sector Regulation Act no.9 of 2017
| Markus Johannes Jooste
| | Copy of order | Press release |
| 3/19/2024 | Administrative penalty order in terms of section 167(1) read with Section 156 of the Financial Sector Regulation Act No.9 of 2017
| | | Copy of order | Press release |
| 3/19/2024 | Leniency agreement in terms of section 156 of the Financial Sector Regulation Act, Act 9 of 2017 (the "FSR Act")
| | | Copy of order | |
| 3/12/2024 | In terms of section 167(1)(a) of the FSR Act
| My Wealth Method (Pty) Ltd
| Administrative penalty R58 793 075 million (inclusive of costs)
| Copy of order | Press Release |
| 3/12/2024 | In terms of section 167(1)(a) of the FSR Act
| My Wealth Dias (Pty) Ltd
| Administrative penalty R15 065 852 million (inclusive of costs)
| Copy of order | Press Release |
| 3/12/2024 | In terms of section 153(1)(c) read with section 153(2) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)
| Mr Charl Francois Coetzee
| | Copy of order | Press Realease |
| 2/26/2024 | In terms of section 153(1)(a) of the
Financial Sector Regulation Act No. 9 of 2017 (FSR Act)
| | | Copy of order | |
| 2/26/2024 | In terms of section 153(1)(a) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)
| Ms. Hlengiwe Ivy Sibanyoni
| | Copy of order | |
| 12/13/2023 | Contravened section 5(1) of the Insurance Act No. 18 of 2017 and section 7(1) of the Financial Advisory and Intermediary Services Act.
| Mrs Cecilia Motshabi Carolus
Chesli Caro Trading (Pty)Ltd
| | Copy of order | |
| 12/12/2023 | In terms of section 153(1)(a) and 153(2) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)
| Mr Jacobus Stephanus Geldenhuis
| | Copy of order | Press Release |
| 12/12/2023 | Administrative penalty order in terms of section 167 of the Financial Sector Regulation Act No. 9 of 2017
| Mr Jacobus Stephanus Geldenhuis
| | Copy of order | Press Release |
