41 Matroosberg Rd, Ashlea Gardens, Pretoria, 0002

0800 20 37 22

info@fsca.co.za

Home
Enforcement Matters
Enforcement Actions

Page Title
Enforcement Actions

# The Respondent has applied to the Financial Services Tribunal for reconsideration of the Authority’s decision.

* Upon application by the Respondents to the Financial Service Tribunal, the order granted by the Authority is accordingly suspended pending the decision of the Financial Services Tribunal.

Date	Contravention	Respondents/defendants	Outcome	Copy of Order	Warnings and Press Release Issued
12/18/2024	In terms of section 167(1)(a) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr Ashley Mmachewe Mphaka	Administrative penalty of R2 113, 225 (inclusive of costs)	Copy of order	Press Release
12/18/2024	In terms of sections 153(1)(a), 153(1)(c) and 153(2) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr Ashley Mmachewe Mphaka	Debarment	Copy of order	Press Release
12/10/2024	In terms of section 153(1)(a) and (c) read with section 153(2)(a) – (c) of the Financial Sector Regulation Act No. 9 of 2017	Ms. Siviwe Phela	Debarment	Copy of order
12/9/2024	In terms of section 153(1)(c) of the Financial Sector Regulation Act, 2017 (FSR Act)	Ms Karlien Greyvenstein	Debarment	Copy of order
12/9/2024	In terms of section 153(1)(a) and (c) read with section 153(2)(a) – (c) of the Financial Sector Regulation Act No. 9 of 2017	Ms. Kgabo Ephania Molokomme	Debarment	Copy of order
12/9/2024	In terms of section 153(1)(c) of the Financial Sector Regulation Act, 2017 (FSR Act),	Mr. Clarence Christo Reynders	Debarment	Copy of order
11/26/2024	In terms of section 153(1)(a) and (c) read with section 153(2)(a) – (c) of the Financial Sector Regulation Act No. 9 of 2017	Ms. Sarsha-Lee Frank	Debarment	Copy of order
11/26/2024	In terms of section 167(1)(a) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr. Mareo Nel (Mr. Nel)	Administrative penalty of R1 million (inclusive of costs)	Copy of order	Press Release
11/26/2024	In terms of 153(1)(a) and (c) read with section 153(2) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr. Mareo Nel (Mr. Nel)	Debarment	Copy of order	Press Release
11/22/2024	In terms of Section 151(1) of the Financial Sector Regulation Act, 2017	Amos Bongani Skosana Thenjawayo Trading (Pty) Ltd	Enforceable Undertaking	Copy of Order
11/19/2024	In terms of Section 151(1) of the Financial Sector Regulation Act, 2017	Pulane Julia Klassen One Body Ventures (Pty) Ltd	Enforceable undertaking	Copy of order
11/19/2024	In terms of Section 151(1) of the Financial Sector Regulation Act, 2017	Thatogatsi Funeral Parlour (Pty) Ltd Mr Letlhogonolo Sherperd Mokoto	Enforceable undertaking	Copy of order
11/18/2024	In terms of Section 151(1) of the Financial Sector Regulation Act, 2017	Mr Edward Nxumalo Unique Solution Group (Pty) Ltd	Enforceable undertaking	Copy of order
11/14/2024	In terms of section 153(1)(a) and (c) read with section 153(2)(a) – (c) of the Financial Sector Regulation Act No. 9 of 2017, alternatively in terms of section 14A (1) of the Financial Advisory and Intermediary Services Act No. 37 of 2002	Mr Samukelo Stuart Khuzwayo	Debarment	Copy of order
11/4/2024	In terms of section 153(1)(a), 153(1) (c) and section 153(2) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr. Maudi Martin Lentsoane	Debarment	Copy of order	Press Release
11/4/2024	In terms of section 167(1)(a) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Regenesis Markets (PTY LTD) t/a Lehumo Security (PTY) LTD and Mr Maudi Martin Lentsoane	Joint administrative penalty of R1 million (inclusive of costs)	Copy of order	Press Release
11/4/2024	In terms of Section 151(1) of the Financial Sector Regulation Act, 2017	Rudzani Makhale Executive Work Funeral Services CC	Enforceable undertaking	Copy of order
11/4/2024	In terms of section 167(1)(a) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr Frederick Young du Preez	Administrative penalty of R30 million (inclusive of costs)	Copy of order	Press Release
11/4/2024	In terms of section 167(1)(a) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr Stephanus Cornelius Jansen van Rensburg	Administrative penalty of R30 million (inclusive of costs)	Copy of order	Press Release
11/4/2024	In terms of section 167(1)(a) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr. Jeremia Jesaja Steyn Jansen van Rensburg	Administrative penalty of R8 million (inclusive of costs)	Copy of order	Press Release
11/4/2024	In terms of sections 153(1)(a), 153(1)(c) and 153(2) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr Elia Christiaan Janse van Rensburg	Debarment	Copy of order	Press Release
11/4/2024	In terms of sections 153(1)(a), 153(1)(c) and 153(2) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr Frederick Young du Preez	Debarment	Copy of order	Press Release
11/4/2024	In terms of sections 153(1)(a), 153(1)(c) and 153(2) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr Stephanus Cornelius Jansen van Rensburg	Debarment	Copy of order	Press Release
11/4/2024	In terms of sections 153(1)(a), 153(1)(c) and 153(2) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr Jeremia Jesaja Steyn Jansen van Rensburg	Debarment	Copy of order	Press Release
10/16/2024	In terms of section 153(1)(a) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr Neo Mofokeng	Debarment	Copy of order
10/15/2024	In terms of section 167(1) of the FSR Act	Mr Kabelo Emanuel Mogale	Administrative penalty of R1 015 315.87 (inclusive of costs)	Copy of order	Press Release
10/15/2024	In terms of section 153(1)(a) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr Kabelo Emanuel Mogale	Debarment	Copy of order	Press Release
10/15/2024	In terms of section 167(1)(a) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr Ralliom Razwinane	Administrative penalty of R3 000,000.00 (three million Rand, inclusive of costs)	Copy of order	Press Release
10/15/2024	In terms of sections 153(1)(a), 153(1)(c) and 153(2) of the Financial Sector Regulation Act No. 9 of 2017 (FSR Act)	Mr Ralliom Razwinane	Debarment	Copy of order	Press Release
9/25/2024	In terms of Section 153(1) & (2) of the Financial Sector Regulation Act, No. 9 of 2017 (FSR ACT) Alternatively Section 14A(1) of the Financial Advisory and Intermediary Services Act, No 37 of 2002 (FAIS ACT)	Mr Michael Haldane	Debarment	Copy of order

1 - 30

javascript: SP.SOD.executeFunc('followingcommon.js', 'FollowDoc', function() { FollowDoc('{ListId}', {ItemId}); });

0x0

ContentType

0x01

1100

Edit in Dashboard Designer

/_layouts/15/images/ppsEditDesigner.png?rev=43

/Enforcement-Matters/_layouts/15/ppswebparts/DesignerRedirect.aspx?Operation=OpenItem&ItemLocation={ItemUrl}

0x0

ContentType

0x0101004C06BE72B56941358D9BD0B31603EC4D

230

Edit in Dashboard Designer

/_layouts/15/images/PPSSiteTemplateRun.png?rev=43

{SiteUrl}/_layouts/15/ppswebparts/DesignerRedirect.aspx?Operation=OpenItem&ItemLocation={ItemUrl}&ItemType=Dashboard

0x0

ContentType

0x01002DDC53CB1D5F4520BE0568558051291F06

230

Edit in Dashboard Designer

/_layouts/15/images/PPSSiteTemplateRun.png?rev=43

{SiteUrl}/_layouts/15/ppswebparts/DesignerRedirect.aspx?Operation=OpenItem&ItemLocation={ItemUrl}&ItemType=Filter

0x0

ContentType

0x01002DDC53CB1D5F4520BE0568558051291F05

230

Edit in Dashboard Designer

/_layouts/15/images/PPSSiteTemplateRun.png?rev=43

{SiteUrl}/_layouts/15/ppswebparts/DesignerRedirect.aspx?Operation=OpenItem&ItemLocation={ItemUrl}&ItemType=Indicator

0x0

ContentType

0x01002DDC53CB1D5F4520BE0568558051291F03

230

Edit in Dashboard Designer

/_layouts/15/images/PPSSiteTemplateRun.png?rev=43

{SiteUrl}/_layouts/15/ppswebparts/DesignerRedirect.aspx?Operation=OpenItem&ItemLocation={ItemUrl}&ItemType=Kpi

0x0

ContentType

0x01002DDC53CB1D5F4520BE0568558051291F01

230

Display Report

/_layouts/15/images/PPSSiteTemplateRun.png?rev=43

javascript:window.open('{SiteUrl}/_layouts/15/ppswebparts/ReportViewPreview.aspx?SiteLocation={SiteUrl}&ItemLocation={ItemUrl}')

0x0

ContentType

0x01002DDC53CB1D5F4520BE0568558051291F04

231

Edit in Dashboard Designer

/_layouts/15/images/ppsEditDesigner.png?rev=43

{SiteUrl}/_layouts/15/ppswebparts/DesignerRedirect.aspx?Operation=OpenItem&ItemLocation={ItemUrl}&ItemType=ReportView

0x0

ContentType

0x01002DDC53CB1D5F4520BE0568558051291F04

230

Display Scorecard

/_layouts/15/images/PPSSiteTemplateRun.png?rev=43

javascript:window.open('{SiteUrl}/_layouts/15/ppswebparts/ScorecardPreview.aspx?SiteLocation={SiteUrl}&ItemLocation={ItemUrl}')

0x0

ContentType

0x01002DDC53CB1D5F4520BE0568558051291F02

231

Edit in Dashboard Designer

/_layouts/15/images/ppsEditDesigner.png?rev=43

{SiteUrl}/_layouts/15/ppswebparts/DesignerRedirect.aspx?Operation=OpenItem&ItemLocation={ItemUrl}&ItemType=Scorecard

0x0

ContentType

0x01002DDC53CB1D5F4520BE0568558051291F02

230

Compliance Details

javascript:if (typeof CalloutManager !== 'undefined' && Boolean(CalloutManager) && Boolean(CalloutManager.closeAll)) CalloutManager.closeAll(); commonShowModalDialog('{SiteUrl}'+ '/_layouts/15/itemexpiration.aspx' +'?ID={ItemId}&List={ListId}', 'center:1;dialogHeight:500px;dialogWidth:500px;resizable:yes;status:no;location:no;menubar:no;help:no', function GotoPageAfterClose(pageid){if(pageid == 'hold') {STSNavigate(unescape(decodeURI('{SiteUrl}'))+ '/_layouts/15/hold.aspx' +'?ID={ItemId}&List={ListId}'); return false;} if(pageid == 'audit') {STSNavigate(unescape(decodeURI('{SiteUrl}'))+ '/_layouts/15/Reporting.aspx' +'?Category=Auditing&backtype=item&ID={ItemId}&List={ListId}'); return false;} if(pageid == 'config') {STSNavigate(unescape(decodeURI('{SiteUrl}'))+ '/_layouts/15/expirationconfig.aspx' +'?ID={ItemId}&List={ListId}'); return false;} if(pageid == 'tag') {STSNavigate(unescape(decodeURI('{SiteUrl}'))+ '/_layouts/15/Hold.aspx' +'?Tag=true&ID={ItemId}&List={ListId}'); return false;}}, null);

0x0

0x1

ContentType

0x01

898

Searchable PDF

/_layouts/15/WebsioOCR/convert16.jpg

javascript: var options = SP.UI.$create_DialogOptions(); options.url = '{SiteUrl}/_layouts/15/WebsioOCR/wsConvert.aspx?item={ItemUrl}&folder='+GetUrlKeyValue('RootFolder', true); options.width = 600; options.height = 250; options.dialogReturnValueCallback = Function.createDelegate(null, CloseCallback); SP.UI.ModalDialog.showModalDialog(options); function CloseCallback(result, retVal) { _RefreshPage(SP.UI.DialogResult.OK); }

0x0

0x4

List

101

390

Document Set Version History

/_layouts/15/images/versions.gif?rev=43

javascript:SP.UI.ModalDialog.ShowPopupDialog('{SiteUrl}'+ '/_layouts/15/DocSetVersions.aspx' + '?List={ListId}&ID={ItemId}')

0x0

ContentType

0x0120D520

330

Send To other location

/_layouts/15/images/sendOtherLoc.gif?rev=43

javascript:GoToPage('{SiteUrl}' + '/_layouts/15/docsetsend.aspx' + '?List={ListId}&ID={ItemId}')

0x0

ContentType

0x0120D520

350

Page TitleEnforcement Actions

Page Title
Enforcement Actions