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41 Matroosberg Rd, Ashlea Gardens, Pretoria, 0002

FAIS licensing and registration process

Registration is responsible for:

  • new licence applications
  • profile changes (amendments to licenses)
  • updating the central representative register
  • approval of mandates and application forms for discretionary FSPs and Administrative FSPs
  • approval of compliance officers
  • approval of nominee companies
  • liaison with the FSCA’s Finance Department relating to collection of levies
  • Fit and Proper requirements